Data Audit as a Way to Prevent/Contain Misconduct

Research misconduct is frequently in the media headlines. There is consensus among leading experts on research integrity that the prevalence of misconduct in research is at least 1%, and shoddy work may even go over 5%. Unfortunately, misconduct in research impacts all walks of life from drugs to human subject protections, innovations, economy, policy, and even our national security. The main method of detecting research misconduct depends primarily on whistleblowers. The current regulations are insufficient since dependence on whistleblowers manifests itself as an accidental hit or miss. No other endeavor in our society depends on such a poor system of discovery of misconduct to remedy it. Nearly a quarter of a century ago, I proposed data audit as a means to prevent/contain research misconduct. The audit has to protect the creative process and be non-obtrusive. Data audit evaluates the degree of correspondence of published data with the source data. The proposed data audit does not require any changes in the way researchers carry out their work.     

On the potential cost effectiveness of scientific audits

The rationale for the routine performance of scientific audits has been previously discussed, and it has been proposed that independent professionals audit scientific data just as certified public accountants in independent public accounting firms audit financial data (1–4). Scientific audits would typically require the examination of data in laboratory notebooks and other work sheets, upon which research publications are based. Examples of such audits have been publicized recently, although these represent audits which have been conducted relatively inefficiently, over periods of several years per audit, and which have only been conducted due to the persistence of whistleblowers suspecting scientific fraud (5, 6). A detailed report has also appeared on the results of an audit of the research activities of a particular individual, where the audit was limited solely to an examination of the research publications themselves for errors and discrepancies (7). It should be emphasized that the purpose of conducting scientific audits is not only to detect fabrication of experimental results but also to monitor presumably more prevalent, non‐fraudulent, inappropriate practices, such as misrepresentation of data, inaccurate reporting, and departure from institutional guidelines for handling hazardous materials, working with human subjects, etc.

Two concerns which have been raised concerning the performance of scientific audits relate to cost. What would they cost, and who would pay for them? These questions, however, may be turned around. What does it cost not to conduct such audits, and who pays for that? An assumption often made is that science is self‐correcting, that sooner or later the truth will be revealed because of the need to replicate experiments of others for independent verification of novel findings (8). Testimony recently presented at a U.S. congressional hearing suggests that the self‐correcting manner in which science advances represents a very slow and inefficient process for uncovering scientific fraud (5, 6, 9). Data from a survey of university scientists was also presented, indicating “. . . a reluctance to take prompt, corrective action not only when an investigator suspects another of misconduct but also should the investigator discover flaws in his or her own published reports‐whether the flaws were the result of honest error or fraud”; (10).

The uncritical acceptance by established scientists that the self‐correcting process works compounds the problem. The Editor of Science has written that”;. . . 99.9999 percent of reports are accurate and truthful. . .”; (8). If indeed only 0.0001% of published reports were inaccurate or untruthful, there would be little justification for scientific audits. However, congressional testimony from the National Institutes of Health (NIH) revealed that”;. . . the NIH Director's office has handled an average of 15–20 allegations and reports of misconduct annually in its extramural programs, which supports the work of approximately 50,000 scientists”; (11). As I shall attempt to demonstrate, since NIH alone receives fraud‐related complaints concerning the work of at least 0.03% of scientists it supports in other institutions, and since evidence indicates that the incidence of fraud is considerably greater than 0.03% (10, 12), the need to audit data is justifiable on the basis of being cost effective.     

Evaluating Social Work and Medical Practice with Black and Ethnic Minority Groups Using the Clinical Audit Model

Correspondence to Kish Bhatti-Sinclair, Department of Social Work Studies, University of Southampton, Highfield, Southampton SO17 1BJ, UK. Summary This paper is based on the External Audit-Ethnically SensitivePractice (EA-ESP) project which was undertaken within six primaryand secondary health care settings. This project is used asan example of how the clinical audit model can be used to monitorand review health and social work practice in the UK. The paperexamines quality, compares approaches to evaluation, and suggeststhat audit can be a useful tool for agencies in obtaining userand staff views on many areas of practice but in particularon equal opportunities, anti-racism and anti-oppression. Attentionis drawn to audit within broader evaluative and review approachesalready employed by social work academics and practitioners.The issue of quality and how it can be measured is consideredthrough an analytical comparison with approaches which employaction research and other evaluative means in the process ofreview. Audit is explored in the context of a growing need for the developmentof monitoring and review systems which provide evidence to supportand develop professionalism within social work. External auditis explored and compared to internal audit. Finally, the needfor the development of quality services in anti-racist and anti-oppressivework is highlighted and it is suggested that audit can be acost-effective and efficient way of achieving this.     

E-Research: Ethics, Security, Design, and Control in Psychological Research on the Internet

Differences between traditional laboratory research and Internet-based research require a review of basic issues of research methodology. These differences have implications for research ethics (e.g., absence of researcher, potential exposure of confidential data and/or identity to a third party, guaranteed debriefing) and security (e.g., confidentiality and anonymity, security of data transmission, security of data storage, and tracking participants over time). We also review basic design issues a researcher should consider before implementing an Internet study, including the problem of participant self-selection and loss of experimental control on the Internet laboratory. An additional challenge for Internet-based research is the increased opportunity for participant misbehavior, intentional or otherwise. We discuss methods to detect and minimize these threats to the validity of Internet-based research.     

Policies and quality assurance in the pharmaceutical industry 1

The pharmaceutical industry is engaged in a critical undertaking of research, development, and marketing of drugs to patients. In this complex process there are a number of important steps involving corporate policies that require adherence by top management and personnel. The clinical trials, especially phase I—where drugs are first introduced into man, is one of these key steps that requires careful ethical consideration. The generic problem of varied conflict of interest among the personnel and departments can be the main contributing factor to decline in faith and confidence in the industry. It is argued in this paper than an effective and comprehensive quality assurance program that depends on internal and external review process and augumented by periodic externally conducted data audit is essential for corporations in developing and marketing safe and effective drugs. External quality assurance programs and data audit can make recommendations to management to avoid conflict of interests. The comprehensive key points of a high quality assurance program is proposed.     

Contractual audit and mental health rehabilitation: a study of formulating effectiveness in a Finnish supported housing unit

Saario S, Raitakari S. Contractual audit and mental health rehabilitation: a study of formulating effectiveness in a Finnish supported housing unit Int J Soc Welfare 2010: 19: 321–329 © 2010 The Author(s), Journal compilation © 2010 Blackwell Publishing Ltd and International Journal of Social Welfare. Mental health NGOs in Western Europe are increasingly managed by contractual audit procedures. This article concerns how contractual audit and its emphasis on effectiveness of care impact on the practices of long‐term mental health rehabilitation. To demonstrate this, a case study of a Finnish NGO that provides supported housing is presented. The study looks at how service purchasing practices, as stated in the contract between the municipality and the NGO, are reflected in the meetings among practitioners. Documentary and meeting data were utilised together with Mitchell Dean's notion of technologies of agency. It was found that practitioners actively sought to show the effectiveness of their everyday work in terms of contractual audit by demonstrating both the economic and progressive aspects of care. Thus, professional competency in mental health rehabilitation appears to entail both the skills of care interventions and the ability to perform these interventions as efficient and financially accountable activities.     

Preregistering qualitative research

The threat to reproducibility and awareness of current rates of research misbehavior sparked initiatives to better academic science. One initiative is preregistration of quantitative research. We investigate whether the preregistration format could also be used to boost the credibility of qualitative research. A crucial distinction underlying preregistration is that between prediction and postdiction. In qualitative research, data are used to decide which way interpretation should move forward, using data to generate hypotheses and new research questions. Qualitative research is thus a real-life example of postdiction research. Some may object to the idea of preregistering qualitative studies because qualitative research generally does not test hypotheses, and because qualitative research design is typically flexible and subjective. We rebut these objections, arguing that making hypotheses explicit is just one feature of preregistration, that flexibility can be tracked using preregistration, and that preregistration would provide a check on subjectivity. We then contextualize preregistrations alongside another initiative to enhance credibility in qualitative research: the confirmability audit. Besides, preregistering qualitative studies is practically useful to combating dissemination bias and could incentivize qualitative researchers to report constantly on their study's development. We conclude with suggested modifications to the Open Science Framework preregistration form to tailor it for qualitative studies.     

Management of quality assurance in clinical trials

Good Clinical Practices (GCP) were first established by the FDA and are now actively implemented by different countries. This becomes necessary as multinational large clinical programs are more complex, involving a large diversity of personnel and locations, with different practices of medicine and local regulatory requirements.

The responsibility of an independent Quality Assurance (QA) organization is to oversee the quality and integrity of research activities, and to assure compliance with company's regulatory requirements, and ethical considerations in order to facilitate worldwide registration of new compounds. The goal of a Clinical QA group is to provide continuous assistance to monitoring teams and investigators to ascertain authentic and reliable clinical trials. The Clinical QA programs must be flexible, calling for active communication and good understanding of quality requirements.

Clinical auditing is one of the instruments of Clinical QA. Study audit activities begin with the protocol, encompass all facets of the clinical trial and end with the final study report.

The focus of the presentation is geared towards auditing activities at investigator's site, purpose of which is to ensure that data gathered in the final clinical study report reflects the raw data collected at the source.     

论绩效审计

绩效审计与效益审计虽然有着紧密的联系,但是它们毕竟是两个不同的审计范畴,其主要区别在于审计的客体指向审计的内容、目的、作用和职能的表现等四个方面,因此绩效审计的范畴相对于效益审计范畴具有更深层的内涵。绩效审计中"绩"的评价核心是建立一套科学的评价指标体系。对于经济运行单位而言,这套评价指标体系主要包括四类:一是任期资产保值增值指标,二是任期财务情况指标,三是任期偿债能力指标,四是任期市场环境适应指标。绩效审计中"效"的评价核心同样需要建立一套科学的评价指标体系。对于经济运行单位而言,这套评价指标体系主要包括经济效益、生态效益和社会效益三类指标。     

Comprehensive audits for use in evaluating scientific research

Calls for new arrangements to deal with problems involving the integrity of results reported from scientific research have generally taken the form of investigations into data quality and the research methods utilized. Alternatives to proposed government regulation of scientific research have included suggestions for using accounting type audits of the kind used for attesting to the representations of management in corporate financial reports. Here a different type of audit is suggested for the advantages it offers in dealing with the situations in science—which are much less structured and not restricted to situations like those to which financial accounting audits are directed. A broadening from “accounting”; to “accountability”; is thereby achieved. Experimentation with the use of such audits is suggested which can simultaneously help to improve scientific processes and accommodate the interests of the public in responding to the results of scientific research. A beginning is also suggested in the form of “GAO type”; (U.S. General Accounting Office) audits of research activities undertaken (or to be undertaken) at laboratories such as Los Alamos, Livermore and Sandia as they are being redirected from military to civilian type research. It is also suggested that GAO type audits be extended from audits of management activities to examination and evaluation of the validity and significance of the research that has been, or is to be, undertaken.     

政府绩效审计：促成服务型政府建设的工具

政府绩效审计是政府审计发展的必然趋势,已在世界范围得到广泛开展。实践证明,政府绩效审计不仅在促进政府改善管理、提高公共资源使用效益方面发挥着巨大作用,更为重要的是,政府绩效审计为实现我国构建服务型政府这一目标起到极大的助推作用,大大加快了我国服务型政府构建的进程与速度。     

Occupational burnout and cyberloafing among teachers: Analysis of personality traits,individual and occupational status variables as predictors

One of the phenomena that causes remarkable losses in terms of productivity and cost in organizations is occupational burnout. Burnout is encountered in different occupational groups. However, in professions that are in contact with a large number of people as part of their responsibilities, such as teaching, burnout is a problem that is far more on the foreground. In addition, emotional burnout, which is seen as the first step before occupational burnout, can cause workers to feel insufficient at the point of carrying out tasks related to their duties, leading to behaviour that is out of their fields such as cyberloafing. Addressing this situation in terms of teaching profession, the feeling of inadequacy in educational activities during the course may prevent the teacher from fulfilling any responsibilities while using a device that has internet access. In this context, the aim of this study is to investigate the factors that predict the cyberloafing and burnout levels of teachers working in different fields. This research is a relational research. This research was carried out with the participations of 194 teachers from different branches working in various provinces in Turkey. In this study, a personal information form and three different data collection tools were used. Analysis of the collected data was performed by hierarchical linear multiple regression analysis. The 9 models, created separately with cyberloafing and burnout, were found to be significant in the study. Demographic variables, ICT usage status variables, occupational variables and personality traits were used in these models. Therefore, all the hypotheses included in the research were accepted. As a result of the research, demographic variables were found to be the most important model to predict teachers’ occupational burnout. The most important model explaining teachers’ cyberloafing situations is their ICT usage.     

State Audit in the Modernization of National Governance: Institutional Guarantees and the Logic of Practice

The national audit is produced and developed to meet the objective requirements of national governance, and is a basic institutional arrangement within the governance system. In terms of its institutional attributes, legal status and functions, the national audit is the cornerstone of national governance and an important guarantee driving the modernization of governance. In this new historical era, the national audit needs to be appropriate to the new situation and new requirements of comprehensively deepening reform and enhancing the rule of law. We must accelerate the improvement of the audit system, enhance the breadth of coverage of audit supervision, comprehensively increase audit capacity, give greater effect to the functional role of audit and boost the modernization of the national governance system and governance capability.     

A retrospective analysis of 10-year authorship trends in biomedical engineering journals

Studies have indicated that academic research has become increasingly complex and multidisciplinary. There seems to be an increasing trend of multiple author articles published across most journals. As the field of biomedical engineering also encompasses multidisciplinary-based knowledge, it is interesting to understand the authorship trend over time. In this study, six journals were carefully chosen from the Journal Citation Report of the Thomson Scientific based on predefined criteria (year 1999 to 2008). The data pertaining to authorships for the articles published in these journals were then acquired from the PubMed database. The results show that there is a general upward trend for the number of author per article, but it is not significant (p > .01) despite a 64.5% increase in the total number of article published in the six chosen journals. Thus, the expected increase is not observed in this field, and it may be due to the stringent guidelines by journals in defining the contributions of an author. Particularly, contributing factors like the impact of authorship irregularities is discussed herein.     

王徴研究综述（1979-2009）

王徴的研究是探索陕西天主教历史与现状而绕不开的一个课题。北京师范大学古籍整理研究所的毛瑞方于2006年在《中国史研究动态》第8期上撰文发表《王徴研究学术史回顾与展望》,文章全面梳理了自清初以降至当代研究王徴的学术作品,细致入微,逻辑宏观。另外作者还展望了今后研究应当努力的方向。对王徴的研究综述是从20世纪70年代末的研究成果开始,主要是总结30年来学界对王？研究的重点及以后努力的方向。     

Professionalized through audit? Care workers and the new audit regime in Sweden

The professionalization of social care workers is a policy goal in many welfare states. At the same time, professionalization risks being undermined by enhanced audit. The objective of this article is to analyze whether the audit processes adopted in Swedish eldercare and childcare support or undermine the professionalization of the occupations working there, i.e., nurses, nursing assistants, preschool teachers, and preschool assistants. In particular, we investigate whether the three main forms of audit—standard‐setting, inspections, and quality measurements—support or undermine the occupations’ ability to achieve professional closure and enhance their external and internal autonomy. The findings suggest that audit processes in eldercare risk undermining professionalization, while in childcare the pattern is reversed: audit appears supportive of professionalization, at least for preschool teachers. This finding suggests that audit processes do not have to be detrimental to professionalization.     

Scientific misconduct: Undue process

Numerous professional societies, universities, research funding sources, federal agencies, and Congressional committees have expressed concern about an apparent increasing incidence of scientific misconduct. Many of these organizations also have published standards for defining such misconduct and their procedures for investigating allegations of scientific misconduct. The futility of these procedures is illustrated by an example of blatant data falsification and fabrication in two different research projects conducted by a single researcher. The problem derives from administrative and judicial systems which have evolved to a stage where they are more concerned with process than outcome. An alternative to the resulting interminable “due process”; of the present system is tentatively suggested.     

国家审计防御国家经济安全风险辨析与借鉴

国家审计与国家经济安全的内在逻辑与外在联系都表明二者存在密切相关性。一些发达国家将国家经济安全风险防御重任赋予国家审计。文章通过比较分析后,笔者认为我国经济安全正在倒逼国家审计承担责任,但由于我国国家审计风险防御系统存在缺陷,风险防御能力较低,国家审计只有转变和创新审计职能才可肩负此任。我国政府应尽快考虑和部署国家经济风险防御战略,构建国家经济安全平台和完善国家经济安全防御系统,建设国家经济安全风险评价体系,监测和防御国家经济安全风险,国家审计应当成为经济安全风险防御和风险评价的核心主体。     

高职院校顶岗实习研究现状及展望

通过回顾中国学术期刊网络出版总库收录的顶岗实习的文献,文章对顶岗实习的内涵及意义、顶岗实习的模式、顶岗实习存在的问题及其对策和顶岗实习如何管理四个方面的研究进行了系统述评,在此基础上分析了现有研究的不足,并展望了未来的研究方向,最后在综合现有研究成果基础上,得出了“政企校生”四方联动的顶岗实习研究新视角和校企组成利益共...