Sharp bounds for Zagreb indices of maximal outerplanar graphs

For a (molecular) graph, the first Zagreb index M ₁ is equal to the sum of squares of the vertex degrees, and the second Zagreb index M ₂ is equal to the sum of products of degrees of pairs of adjacent vertices. In this paper, we investigate the first and the second Zagreb indices of maximal outerplanar graph. We determine sharp upper and lower bounds for M ₁-, M ₂-values among the n-vertex maximal outerplanar graphs. As well we determine sharp upper and lower bounds of Zagreb indices for n-vertex outerplanar graphs (resp. maximal outerplanar graphs) with perfect matchings.     

The QAP-polytope and the graph isomorphism problem

In this paper we propose a geometric approach to solve the Graph Isomorphism (GI in short) problem. Given two graphs \(G_1, G_2\), the GI problem is to decide if the given graphs are isomorphic i.e., there exists an edge preserving bijection between the vertices of the two graphs. We propose an Integer Linear Program (ILP) that has a non-empty solution if and only if the given graphs are isomorphic. The convex hull of all possible solutions of the ILP has been studied in literature as the Quadratic Assignment Problem (QAP) polytope. We study the feasible region of the linear programming relaxation of the ILP and show that the given graphs are isomorphic if and only if this region intersects with the QAP-polytope. As a consequence, if the graphs are not isomorphic, the feasible region must lie entirely outside the QAP-polytope. We study the facial structure of the QAP-polytope with the intention of using the facet defining inequalities to eliminate the feasible region outside the polytope. We determine two new families of facet defining inequalities of the QAP-polytope and show that all the known facet defining inequalities are special instances of a general inequality. Further we define a partial ordering on each exponential sized family of facet defining inequalities and show that if there exists a common minimal violated inequality for all points in the feasible region outside the QAP-polytope, then we can solve the GI problem in polynomial time. We also study the general case when there are k such inequalities and give an algorithm for the GI problem that runs in time exponential in k.     

The min-up/min-down unit commitment polytope

The min-up/min-down unit commitment problem (MUCP) is to find a minimum-cost production plan on a discrete time horizon for a set of fossil-fuel units for electricity production. At each time period, the total production has to meet a forecast demand. Each unit must satisfy minimum up-time and down-time constraints besides featuring production and start-up costs. A full polyhedral characterization of the MUCP with only one production unit is provided by Rajan and Takriti (Minimum up/down polytopes of the unit commitment problem with start-up costs. IBM Research Report, 2005). In this article, we analyze polyhedral aspects of the MUCP with n production units. We first translate the classical extended cover inequalities of the knapsack polytope to obtain the so-called up-set inequalities for the MUCP polytope. We introduce the interval up-set inequalities as a new class of valid inequalities, which generalizes both up-set inequalities and minimum up-time inequalities. We provide a characterization of the cases when interval up-set inequalities are valid and not dominated by other inequalities. We devise an efficient Branch and Cut algorithm, using up-set and interval up-set inequalities.     

Sharp bounds of the Zagreb indices of k-trees

For a graph G, the first Zagreb index M ₁ is equal to the sum of squares of the vertex degrees, and the second Zagreb index M ₂ is equal to the sum of the products of degrees of pairs of adjacent vertices. The Zagreb indices have been the focus of considerable research in computational chemistry dating back to Gutman and Trinajsti? in 1972. In 2004, Das and Gutman determined sharp upper and lower bounds for M ₁ and M ₂ values for trees along with the unique trees that obtain the minimum and maximum M ₁ and M ₂ values respectively. In this paper, we generalize the results of Das and Gutman to the generalized tree, the k-tree, where the results of Das and Gutman are for k=1. Also by showing that maximal outerplanar graphs are 2-trees, we also extend a result of Hou, Li, Song, and Wei who determined sharp upper and lower bounds for M ₁ and M ₂ values for maximal outerplanar graphs.     

The thickness of the complete multipartite graphs and the join of graphs

The thickness of a graph is the minimum number of planar spanning subgraphs into which the graph can be decomposed. It is known for relatively few classes of graphs, compared to other topological invariants, e.g., genus and crossing number. For the complete bipartite graphs, Beineke et al. (Proc Camb Philos Soc 60:1–5, 1964) gave the answer for most graphs in this family in 1964. In this paper, we derive formulas and bounds for the thickness of some complete k-partite graphs. And some properties for the thickness for the join of two graphs are also obtained.     

Integer programming approach to static monopolies in graphs

A subset M of vertices of a graph is called a static monopoly, if any vertex v outside M has at least \(\lceil \tfrac{1 }{2}\deg (v)\rceil \) neighbors in M. The minimum static monopoly problem has been extensively studied in graph theoretical context. We study this problem from an integer programming point of view for the first time and give a linear formulation for it. We study the facial structure of the corresponding polytope, classify facet defining inequalities of the integer programming formulation and introduce some families of valid inequalities. We show that in the presence of a vertex cut or an edge cut in the graph, the problem can be solved more efficiently by adding some strong valid inequalities. An algorithm is given that solves the minimum monopoly problem in trees and cactus graphs in linear time. We test our methods by performing several experiments on randomly generated graphs. A software package is introduced that solves the minimum monopoly problem using open source integer linear programming solvers.     

The triangle <Emphasis Type="Italic">k</Emphasis>-club problem

Graph models have long been used in social network analysis and other social and natural sciences to render the analysis of complex systems easier. In applied studies, to understand the behaviour of social networks and the interactions that command that behaviour, it is often necessary to identify sets of elements which form cohesive groups, i.e., groups of actors that are strongly interrelated. The clique concept is a suitable representation for groups of actors that are all directly related pair-wise. However, many social relationships are established not only face-to-face but also through intermediaries, and the clique concept misses all the latter. To deal with these cases, it is necessary to adopt approaches that relax the clique concept. In this paper we introduce a new clique relaxation—the triangle k-club—and its associated maximization problem—the maximum triangle k-club problem. We propose integer programming formulations for the problem, stated in different variable spaces, and derive valid inequalities to strengthen their linear programming relaxations. Computational results on randomly generated and real-world graphs, with \(k=2\) and \(k=3\), are reported.     

Generating a smallest binary tree by proper selection of the longest edges to bisect in a unit simplex refinement

In several areas like global optimization using branch-and-bound methods for mixture design, the unit n-simplex is refined by longest edge bisection (LEB). This process provides a binary search tree. For \(n>2\), simplices appearing during the refinement process can have more than one longest edge (LE). The size of the resulting binary tree depends on the specific sequence of bisected longest edges. The questions are how to calculate the size of one of the smallest binary trees generated by LEB and how to find the corresponding sequence of LEs to bisect, which can be represented by a set of LE indices. Algorithms answering these questions are presented here. We focus on sets of LE indices that are repeated at a level of the binary tree. A set of LEs was presented in Aparicio et al. (Informatica 26(1):17–32, 2015), for \(n=3\). An additional question is whether this set is the best one under the so-called \(m_k\)-valid condition.     

Improved mixed-integer programming models for the multiprocessor scheduling problem with communication delays

We revise existing and introduce new mixed-integer programming models for the Multiprocessor scheduling problem with communication delays. The basis for both is the identification of two major modeling strategies one of which can be considered ordering-based, and the other assignment-based. We first reveal redundancies in the encoding of feasible solutions found in present formulations and discuss how they can be avoided. For the assignment-based approach, we propose new inequalities that lead to provably stronger continuous relaxations and better performance in practice. Moreover, we derive a third, novel modeling strategy and show how to more compactly linearize assignment formulations with quadratic constraints. In a comprehensive experimental comparison of representative models that reflect the state-of-the-art in terms of strength and size, we evaluate not only running times but also the obtained lower and upper bounds on the makespan for the harder instances of a large scale benchmark set.     

Are diamonds a safe haven?

The diamond market has recently experienced important structural changes moving from a monopolistic market to a more liberalised and competitive one. As a result, diamonds are being discussed as a new investment asset class, with possible valuable portfolio contributions. The aim of this paper is to analyse their potential role within an investment framework, using previously unpublished data. We use the GemShares and NASDAQ OMX patented license and Polished Prices proprietary Price Reporting Agency (PRA) database to build our own standardized financial polished diamond basket indices (DBIs), using actual reported data of traded prices, adjusted for liquidity by traded volume. The impact of adjusting for traded volume of investment grade (only) diamonds is sufficient to develop a unique subset different to that captured and reported by the PRA. We first construct an index for High-Quality (HQ) and a second one for Medium-Quality (MQ) diamonds so we can study both of their dynamics and investment features. We further analyse the relationship the two indices have with major macroeconomic and financial variables, as well as other precious commodities to investigate their role as safe haven or hedge. We find that the DBI_HQ Index returns are, on average, positively correlated with major macroeconomic variables—in particular with the Euro and Chinese Interest rates. The DBI_MQ Index returns are largely uncorrelated with the same macroeconomic variables—with the exception of Euro Interest rates and the Israeli Exchange rate. When we compare our Diamond Indices returns with major financial variables and other precious commodities, we find a broad lack of correlation between their returns, and significant difference between the DBI_HQ and DBI_MQ Indices. We may conclude that diamonds are broadly a poor hedge for any of the portfolios we considered, with a few important exceptions—especially gold. Using Bauer and Lucey’s (Financ Rev 45(2):217–229. doi: 10.2139/ssrn.952289, 2010) approach we further tested the “safe haven value” and “hedging usefulness” of the two Indices. In contrast with previous studies we believe the unique data we accessed allowed us to demonstrate that diamonds represent a strong hedge for gold investors, and in addition exhibit features of a safe haven for stock markets during periods of financial stress.     

ILP formulation of the degree-constrained minimum spanning hierarchy problem

Given a connected edge-weighted graph G and a positive integer B, the degree-constrained minimum spanning tree problem (DCMST) consists in finding a minimum cost spanning tree of G such that the degree of each vertex in the tree is less than or equal to B. This problem, which has been extensively studied over the last few decades, has several practical applications, mainly in networks. However, some applications do not especially impose a subgraph as a solution. For this purpose, a more flexible so-called hierarchy structure has been proposed. Hierarchy, which can be seen as a generalization of trees, is defined as a homomorphism of a tree in a graph. In this paper, we discuss the degree-constrained minimum spanning hierarchy (DCMSH) problem which is NP-hard. An integer linear program (ILP) formulation of this new problem is given. Properties of the solution are analysed, which allows us to add valid inequalities to the ILP. To evaluate the difference of cost between trees and hierarchies, the exact solution of DCMST and z problems are compared. It appears that, in sparse random graphs, the average percentage of improvement of the cost varies from 20 to 36% when the maximal authorized degree of vertices B is equal to 2, and from 11 to 31% when B is equal to 3. The improvement increases as the graph size increases.     

An exact approach for the balanced <Emphasis Type="Italic">k</Emphasis>-way partitioning problem with weight constraints and its application to sports team realignment

In this work a balanced k-way partitioning problem with weight constraints is defined to model the sports team realignment. Sports teams must be partitioned into a fixed number of groups according to some regulations, where the total distance of the road trips that all teams must travel to play a double round robin tournament in each group is minimized. Two integer programming formulations for this problem are introduced, and the validity of three families of inequalities associated to the polytope of these formulations is proved. The performance of a tabu search procedure and a branch and cut algorithm, which uses the valid inequalities as cuts, is evaluated over simulated and real-world instances. In particular, an optimal solution for the realignment of the Ecuadorian football league is reported and the methodology can be suitable adapted for the realignment of other sports leagues.     

Tweaking the entrepreneurial orientation–performance relationship in family firms: the effect of control mechanisms and family-related goals

Management literature is currently giving growing conceptual and empirical attention to the peculiarity and relevance of entrepreneurial attitudes in family firms, with divergent outcomes. Aiming at concretizing the effects of these attitudes, denoted by the entrepreneurial orientation construct, on family business performance and considering that family dynamics come into play in this relationship, we particularly investigate the impact of control mechanisms and family-related goals. Findings are based on a sample of 180 family firms and show that Proactiveness and Autonomy are particularly relevant to financial performance. Agency-problems avoiding control mechanisms moderate the effect of Innovativeness and Autonomy, while socioemotional wealth (SEW) goals moderate the effect of Risk-Taking, respectively. The usage of these mechanisms and managing SEW goals provide opportunities for a more efficient exploitation of entrepreneurial attitudes.     

Socioemotional wealth’s implications in the calculus of the minimum rate of return required by family businesses’ owners

This paper demonstrates that the minimum rate of return (k _e ) required by family business shareholders is inversely related to the emotional endowment presented in these firms. After reviewing the socioemotional wealth (SEW) literature, we find empirical support to justify that different SEW dimensions influence k _e . Findings from a population of 207 family firms show that the identification of family members with the firm and the renewal of family bonds with the firm through dynastic succession have consistently negative impacts on k _e , while family control and influence have significantly positive impacts on k _e .     

On the <Emphasis Type="Italic">m</Emphasis>-clique free interval subgraphs polytope: polyhedral analysis and applications

In this paper we study the m-clique free interval subgraphs. We investigate the facial structure of the polytope defined as the convex hull of the incidence vectors associated with these subgraphs. We also present some facet-defining inequalities to strengthen the associated linear relaxation. As an application, the generalized open-shop problem with disjunctive constraints (GOSDC) is considered. Indeed, by a projection on a set of variables, the m-clique free interval subgraphs represent the solution of an integer linear program solving the GOSDC presented in this paper. Moreover, we propose exact and heuristic separation algorithms, which are exploited into a Branch-and-cut algorithm for solving the GOSDC. Finally, we present and discuss some computational results.     

An exact semidefinite programming approach for the max-mean dispersion problem

This paper proposes an exact algorithm for the Max-Mean dispersion problem (\(Max-Mean DP\)), an NP-Hard combinatorial optimization problem whose aim is to select the subset of a set such that the average distance between elements is maximized. The problem admits a natural non-convex quadratic fractional formulation from which a semidefinite programming (SDP) relaxation can be derived. This relaxation can be tightened by means of a cutting plane algorithm which iteratively adds the most violated triangular inequalities. The proposed approach embeds the SDP relaxation and the cutting plane algorithm into a branch and bound framework to solve \(Max-Mean DP\) instances to optimality. Computational experiments show that the proposed method is able to solve to optimality in reasonable time instances with up to 100 elements, outperforming other alternative approaches.     

On the most imbalanced orientation of a graph

We study the problem of orienting the edges of a graph such that the minimum over all the vertices of the absolute difference between the outdegree and the indegree of a vertex is maximized. We call this minimum the imbalance of the orientation, i.e. the higher it gets, the more imbalanced the orientation is. The studied problem is denoted by \({{\mathrm{\textsc {MaxIm}}}}\). We first characterize graphs for which the optimal objective value of \({{\mathrm{\textsc {MaxIm}}}}\) is zero. Next we show that \({{\mathrm{\textsc {MaxIm}}}}\) is generally NP-hard and cannot be approximated within a ratio of \(\frac{1}{2}+\varepsilon \) for any constant \(\varepsilon >0\) in polynomial time unless \(\texttt {P}=\texttt {NP}\) even if the minimum degree of the graph \(\delta \) equals 2. Then we describe a polynomial-time approximation algorithm whose ratio is almost equal to \(\frac{1}{2}\). An exact polynomial-time algorithm is also derived for cacti. Finally, two mixed integer linear programming formulations are presented. Several valid inequalities are exhibited with the related separation algorithms. The performance of the strengthened formulations is assessed through several numerical experiments.     

Two extremal problems related to orders

We consider two extremal problems related to total orders on all subsets of \({\mathbb N}\). The first one is to maximize the Lagrangian of hypergraphs among all hypergraphs with m edges for a given positive integer m. In 1980’s, Frankl and Füredi conjectured that for a given positive integer m, the r-uniform hypergraph with m edges formed by taking the first m r-subsets of \({\mathbb N}\) in the colex order has the largest Lagrangian among all r-uniform hypergraphs with m edges. We provide some partial results for 4-uniform hypergraphs to this conjecture. The second one is for a given positive integer m, how to minimize the cardinality of the union closure families generated by edge sets of the r-uniform hypergraphs with m edges. Leck, Roberts and Simpson conjectured that the union closure family generated by the first m r-subsets of \({\mathbb N}\) in order U has the minimum cardinality among all the union closure families generated by edge sets of the r-uniform hypergraphs with m edges. They showed that the conjecture is true for graphs. We show that a similar result holds for non-uniform hypergraphs whose edges contain 1 or 2 vertices.     

Required and obtained equity returns in privately held businesses: the impact of family nature—evidence before and after the global economic crisis

This paper analyses the impact that family businesses have on the minimum rate of return required by owner–investors (k _e ) and on the equity returns (ROEaT) obtained in privately held businesses. This influence is analysed for an economic growth period (2002–2007) and for a crisis period (2008–2013) in the European context. Moreover, our study also explores the family nature through the heterogeneity among family firms in their required and obtained equity returns by considering the degree of family involvement in the ownership and management. Our findings reveal that while family businesses always have a negative and significant impact on k _e regardless of the economic environment, they only have a positive and significant impact on ROEaT in economic upturns. Thus, non-economic goals do not necessarily imply underperformance but may involve a lower cost of equity capital in privately held family businesses than in privately held non-family businesses, which also leads to differences in the value creation.     

Probabilistic Modeling of Flood Hazard and its Risk Assessment for Eastern Region of India

This article models flood occurrence probabilistically and its risk assessment. It incorporates atmospheric parameters to forecast rainfall in an area. This measure of precipitation, together with river and ground parameters, serve as parameters in the model to predict runoff and subsequently inundation depth of an area. The inundation depth acts as a guide for predicting flood proneness and associated hazard. The vulnerability owing to flood has been analyzed as social vulnerability $(V_S)$, vulnerability to property $(V_P)$, and vulnerability to the location in terms of awareness $(V_A)$. The associated risk has been estimated for each area. The distribution of risk values can be used to classify every area into one of the six risk zones—namely, very low risk, low risk, moderately low risk, medium risk, high risk, and very high risk. The prioritization regarding preparedness, evacuation planning, or distribution of relief items should be guided by the range on the risk scale within which the area under study falls. The flood risk assessment model framework has been tested on a real‐life case study. The flood risk indices for each of the municipalities in the area under study have been calculated. The risk indices and hence the flood risk zone under which a municipality is expected to lie would alter every day. The appropriate authorities can then plan ahead in terms of preparedness to combat the impending flood situation in the most critical and vulnerable areas.