论WTO对中国证券市场对外开放的制度性影响及其法律分析

WTO多边贸易体制内的成员不仅在对外贸易政策的制定方面受到WTO各项规则的约束,在其他国内政策和法律的制定方面也受到WIO制度的影响.就我国证券市场对外开放而言,WTO将从证券市场自由化和证券市场管理定位两方面施加制度性影响,使得我国证券市场自由化的进程加快,并有助于我国证券监督管理委员会完成管理职能的转型.本文在界定WTO制度性影响的基础上,着重分析了WTO对我国证券市场对外开放的制度性影响,并就完善我国证券市场对外开放法律制度提出了若干建议.

On the WTO Institutionalized Impact on the Opening Up of China's Securities Market and Its Legal Analysis

Members in WTO multi-lateral trading system are not only regulated by WTO in their foreign trade policies,but also influenced by the WTO institution in their national policy and law making process.WTO will impose its institutionalized impact on the opening up of China's securities market from two perspectives: the liberalization of the securities market and the role of government in its supervision of the securities market.This impact will help to speed up the liberalization of China's securities market and the transformation of the function of China SEC.This article will first focus on the definition of WTO institutionalized impact,then analyze the WTO institutionalized impact on the opening up of China's securities market from a legal perspective,with some suggestions for its future improvement.