经济转轨时期证券投资者权益保护问题探讨

投资者权益保护是证券市场发展的一个核心课题.与发达国家的成熟市场相比,我国证券市场是一个新兴市场,并处于经济转轨时期,由于当前市场法制建设、市场主体和市场监管方面不同程度地存在不完善之处,使投资者权益保护工作依然任重道远,这已成为影响我国证券市场健康发展的至关重要因素.本文通过对我国证券投资者权益保护的现状分析,从完善证券市场法制建设、强化激励约束机制、完善上市公司和证券公司的独立董事制度、加强市场监管与自律管理等方面提出了保护投资者合法权益的若干对策建议.

A Discussion of Protection of Rights and Interests of Security Investors during Economic Transitional Period

The Protection of the rights and interests of investors is a key problem for discussion to the development of securities market.Compared with the securities markets in developed countries,our securities market is a teenage market and is in the period of economic transition.Because of the existent incomplete elements that have important influence on our securities market,we still shoulder heavy responsibilites for the protection of the rights and interests of investors.Based on the analyses of the current situation of the protection of the rights and interests of our securities investors,this paper states some policies on the protection of the rights and interests of investors through perfecting the market legal construction related to our securities market,aggrandizing the incentive and constrain mechanism,completing the independent director system in listed companies and securities companies,improving the regulation and the self-regulation to the market.