论证券民事责任与股东诉讼方式

证券民事责任与股东诉讼方式在维护股东利益和上市公司信用中具有特殊的功能 ,可以弥补行政责任和政府监管的不足。股东诉讼是股东实现权利救济的方式 ,根据不同标准 ,可以分为股东直接诉讼和派生诉讼 ,以及股东单独诉讼、共同诉讼与代表人诉讼。本文在全面梳理的基础上 ,结合公司法、证券法和民事诉讼法的相关条款 ,跨跃和融合了实体法与程序法两大不同的法域 ,着重分析了股东派生诉讼与代表人诉讼 ,并评点了一些不妥当的看法 ,提出了完善建议

On Securities Civil Liability and Shareholders' Litigation

Securities civil liability and shareholders' litigation play a special function in protecting the interests of the shareholders and the credit of the listed companies. They can make up for insufficient administration or government supervision. Shareholders' litigation is a means to effect their rights. According to different standards, the approaches can be divided into direct action and derivative action, in addition to sole litigation, common litigation and delegate litigation. With a comprehensive analysis of different theories, and in connection with the company law, the securities law and the civil litigation law, this paper transcends and integrates the two different major domains of law, namely substantive law and procedural law, focuses on the analysis of shareholder's derivative litigation and delegate litigation, comments on some improper views and puts forward some suggestions to bring it to perfection.