关于证券监管理念的法理分析

金融是“现代经济的核心”，证券市场是现代金融的重心。对证券进行监管是防范证券市场风险乃至整个金融市场风险的重要措施。监管理念是证券监管成败的关键，是证券市场发展的基石。文章从法学的角度，对监管理念进行深入的探讨，包括为什么要监管、如何监管、监管的适度、监管的方式等问题；梳理基本理论，比较国际标准；并且，希望为实现证券监管体系的有效运作，减少证券市场的风险，促进我国证券市场的进一步发展提供一些建议和参考。

A Legal Analysis on Securities Regulation Philosophy

Finance is "the core of modern economy";and securities market is the center of modern finance.Securities regulation is imperative to prevent securities market risks and financial risks.Regulation philosophy,cornerstone of the development of securities market,is the key to the success of securities regulation.This paper,from the perspective of law,discusses regulation philosophy,including why and how to regulate,and compares international standards,to the end of the realization of effective function of the e...