首页 | 本学科首页   官方微博 | 高级检索  
     

论我国证券发行的保荐人制度
引用本文:白玉琴. 论我国证券发行的保荐人制度[J]. 深圳大学学报(人文社会科学版), 2007, 24(3): 60-63
作者姓名:白玉琴
作者单位:深圳大学经济学院,广东,深圳,518060
摘    要:
在我国制定和实施保荐人制度,旨在建立市场力量对证券发行上市的约束机制。对它的内容和特点从法律层面上进行分析,有助于加深对它的深度理解。从法律层面上来看,目前我国的保荐人制度还存在着保荐人违法成本偏低、保荐人权利尚显不足的缺陷,因此需要进一步完善,以最终走向注册制。

关 键 词:保荐人制度  证券发行  注册制  核准制
文章编号:1000-260X(2007)03-0060-04
修稿时间:2006-10-25

The System of Recommenders in China''''s Issuing Securities
BAI Yu-qin. The System of Recommenders in China''''s Issuing Securities[J]. Journal of Shenzhen University(Humanities & Social Sciences), 2007, 24(3): 60-63
Authors:BAI Yu-qin
Abstract:
The system of recommenders is established and enforced for the sake of creating a mechanism of keeping the issuance of securities within bounds by forming a marketing force.An analysis of the system's contents and features done from the perspective of law is beneficial to a deep-going understanding.From the domain of law,there are still such drawbacks as too low a cost that a recommender has to pay if he/she violates the law and insufficient rights that recommenders have received.Therefore,the system needs to be bettered further so as to reach the goal of establishing the system of registration.
Keywords:system of recommenders  issuance of securities  system of registration  system of examination and approval
本文献已被 CNKI 万方数据 等数据库收录!
设为首页 | 免责声明 | 关于勤云 | 加入收藏

Copyright©北京勤云科技发展有限公司  京ICP备09084417号