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英、美金融监管制度比较及启示
引用本文:郭慧文,张小芹.英、美金融监管制度比较及启示[J].福建农林大学学报(哲学社会科学版),2005,8(2):37-40.
作者姓名:郭慧文  张小芹
作者单位:福建农林大学经济与管理学院,福建,福州,350002
摘    要:英、美金融监管制度模式是当今世界最具代表性的2种模式。本文在对英、美金融监管制度在组织结构体系、法律制度、监管方式及自律机制等方面进行比较的基础上,提出我国金融监管应从以下几方面加以完善:(1)建立有效的金融监管组织体系;(2)建立和完善金融监管法律体系;(3)改进我国金融监管的方式;(4)健全和完善我国金融监管的自律机制。

关 键 词:英国  美国  金融监管  比较  启示
文章编号:1671-6922(2005)02-0037-04
修稿时间:2004年6月22日

The comparison of financial supervision between the United Kingdom and the United States and their enlightenments
GUO Hui-wen,Zhang Xiao-qin.The comparison of financial supervision between the United Kingdom and the United States and their enlightenments[J].Journal of Fujian Agriculture and Forestry University,2005,8(2):37-40.
Authors:GUO Hui-wen  Zhang Xiao-qin
Abstract:The models of financial supervision institution in the United Kingdom and in the United States are typical of the world. Based on the comparison between British model and U.S model in the aspects of the systems of organization, regulations, supervision ways and self-control systems, this paper puts forward some valuable measures to improve Chinese financial supervision as follows: establishing an effective organization system of financial supervision; perfecting the system of regulation; improving the supervision ways and perfecting the self-control institution.
Keywords:the United Kingdom  the United States  financial supervision  comparison  enlightenments
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