论非上市股份有限公司的股权变动

非上市股份有限公司的股权转让生效要件并无专条法律的明确规定,针对此适法困惑,股权应是一种特殊的财产所有权,除了参照公司法相关规定外,还应该参照动产物权变动的有关规定来比照适用。根据非上市股份有限公司股权变动的特点及相关法律规定,股权转让协议仅仅是一个债权行为,背书应该是股权变动的生效条件,股东名册的变更登记是股权变动的对抗条件。而其中,股权内部登记与股权外部登记产生的法律后果又有细微的差别。

On the Shares Transferring of Non-listed Company

Since the implementation of the new Company Law,due to its own and the inexhaustive relevant laws and regulations,the application of law on the shares transferring of non-listed Company have brought us a lot of confusion,which have aroused little academics discussion.This article defines the nature of the stake to confirm the legal basis for the change in shareholding,and finally get to the conclusion that endorsement is the term for effectiveness of shareholding change.The change in shareholding registration is the confrontation term through logical and sensible analysis of the details.