首页 | 本学科首页   官方微博 | 高级检索  
     检索      

政府干预理论:证券监管的必要性和适度性
引用本文:李劼.政府干预理论:证券监管的必要性和适度性[J].河北学刊,2009(1).
作者姓名:李劼
作者单位:上海财经大学,法学院,上海,200433
摘    要:证券市场具有市场的一般特征,同时具有高风险和高效集资的独有特征.当证券市场同样面临市场失灵的问题时,政府监管部门有责任对市场进行有效干预.在政府宏观干预理论视域下,结合一般市场与证券市场的共性与特性之比较,探讨证券监管的必要性及证券监管"度"的把握,对于优化证券市场具有一定的理论意义和现实意义.

关 键 词:政府干预理论  证券监管  必要性  适度性

The Theory of Governmental Intervention:the Necessities and Moderation of Securities Supervision
LI Jie.The Theory of Governmental Intervention:the Necessities and Moderation of Securities Supervision[J].Hebei Academic Journal,2009(1).
Authors:LI Jie
Institution:School of Law;Shanghai University of Finance and Economics;Shanghai 200433;China
Abstract:Securities market has usual market characteristics,where risks are many and funds can be raised effectively.When securities market fails,governmental supervisors should give effective intervention.In the theory of governmental intervention,to explore the necessity of securities and the moderation of securities supervision has some theoretical and practical significance in optimizing securities market.
Keywords:theory of governmental intervention  securities supervision  necessity  moderation  
本文献已被 CNKI 万方数据 等数据库收录!
设为首页 | 免责声明 | 关于勤云 | 加入收藏

Copyright©北京勤云科技发展有限公司  京ICP备09084417号