Policies over time and pareto optimality

This paper is concerned with sequences of policies that occur over time in voting models and planning procedures. The framework for our analysis includes assumptions that are satisfied by models in the corresponding literatures, together with other standard assumptions for microeconomic analysis that involve time. The starting point for our analyses is the prespective that results from combining the following (widely held) views: 1) certain voting models and planning procedures can be interpreted as being non-tatonnement or sequential processes (where each policy in the sequence that is generated is actually experienced by voters or consumers) and 2) an alternative being Pareto optimal in any given period (temporal Pareto optimality) is the appropriate efficiency criterion only if the alternative is the final outcome from a tatonnement process-and that, otherwise, one should examine the efficiency of the entire path (using intertemporal Pareto optimality). Our first observation about the planning literature is that is has (by and large) neglected the efficiency criterion that is appropriate for the discrete-time procedures that can be interpreted as non-tatonnement or sequential processes-and that, what's more, such trajectories will (in general) fail to meet this criterion. Our second observation identifies some results that can be used to establish that some of these trajectories will at least be ultimately intertemporally Pareto optimal. In our discussion of voting theory, we review Buchanan's opposition to requiring (social) choice consistency for voting procedures-and his argument for this position on (Pareto) efficiency grounds. We then consider voting procedures that can be interpreted as non-tatonnement or sequential processes and arrive at the conclusion that, in these cases, (i) majority rule cycles are intertemporally Pareto inefficient and (ii) achieving intertemporal Pareto optimality requires choice consistency. We then go on to show that related observations apply to Kramer's normative conclusions about his dynamical model of political equilibrium — and identify some further references where similar observations apply. In the final part of our discussion of voting models, we arrive at the further conclusion that, in the most relevant cases, a trajectory that stays in the temporal Pareto set is not necessarily more desirable (on efficiency grounds) than one that doesn't.This paper has been improved by helpful comments and suggestions that have been provided by Kenneth Arrow, an anonymous referee, and the editor who handled the paper.Peter Coughlin gratefully acknowledges financial support provided by (i) National Science Foundation Grant No. SES-8409352, and (ii) the Center for Advanced Study in the Behavioral Sciences at Stanford (with support from National Science Foundation Grant No. BNS-8700864 and the Alfred P. Sloan Foundation).     

How epoch making are high technologies? The case of biotechnology

This paper is a commentary on the current tendency among sociologists to embrace the notion that high technologies will be revolutionary or epoch making. The implicit neo-Schumpeterian logic of these claims is detailed, and a preliminary framework for empirical examination is developed for the case of biotechnology. Available evidence suggests that biotechnology, because it will be applied primarily in declining sectors of the economy and is mainly a substitution technology, is unlikely to be an epoch-making technical form. The implications of these observations for sociological reasoning about new technologies and technological change are discussed.     

The Tyranny of the Customer and the Cost of Consumerism: An Analysis Using Systems and Psychoanalytic Approaches to Groups and Society

This paper argues that an organizationaldiscourse on consumerism is replacing a prior discourseof dependency. This discourse encourages, and isencouraged by, economic rationales for behavior and ismarked by the collapse of many complex societal rolesinto the simpler category of customer.Moreover, practices emergent from consumerism andeconomic rationalism often act as organizational andsocial defences against anxieties about theuncertainties and changes occurring in a worldincreasingly dominated by global markets where thecustomer is sovereign. Six workinghypotheses are proposed to explain the operation of these new socialdefences. Evidence in support of these hypotheses comesfrom collaborative action research projects in which theauthor is involved. The argument moves toward a consideration of the new consumerprovider pair which, it is proposed, has becomea major signifier within the consumer discourse andwhich might be considered as a transitional pair indealing with widespread organizationalchange.     

Muddying the Waters Does Not Have to Entail Erosion: Ecological Feminist Concerns with Purity

Ecofeminists call attention to the associations that have been made between woman and nature, which can operate as a source of both subjugation and resistance, exploitation, and inspiration. This paper expands upon feminist critiques of purity by phrasing these concerns in an ecological feminist perspective. This theoretical exercise of problematizing the ideal of purity sheds light upon the intersections of human and nonhuman oppression. Preservationist work has tended to employ the logic of purity by focusing on protection of the purity of the wild regions of the earth from the polluting forces of humanity. However, such approaches retain the troublesome nature/culture dualism. The author illustrates how attempts to fragment and radically separate people from the environment can prove to be highly dangerous. She connects the theoretical resistance to purity to the important activist work that is being done to expose environmental racism. Finally, she discusses how muddying the waters and resisting the logic of purity can offer a promising approach to pressing problems revolving around the intersections of human and nonhuman oppression.     

The design of organizations and the right to act

Recent innovations in the structure of formal organizations suggest possible directions for the design of schools to bring about high achievement. The structure of output-driven in contrast to administratively-driven schools is described, and designs are described which address both the goal of high achievement and the goal of reduced inequality.An earlier version of this paper was presented as the author's Sorokin Lecture at the annual meeting of the Eastern Sociological Society, Boston, March 1993.     

The Practice of Multimodal Approaches, the Challenge of Cross-Cultural Communication, and the Search for Responses

The development of multimodal approachespresents an opportunity for human beings to increasetheir competence in managing complexity, while at thesame time brings a challenge of cross-culturalcommunication. Some claim that two approaches have beenproposed for tackling this challenge: an approach offrameworks and an approach ofdiscourse. Some go further to contenddropping frameworks and taking up discourse. This paper argues that, if it istrue that there exist these two approaches, neither theframeworks nor the discourseapproach alone is sufficient. It is suggested thatresearchers and practitioners may be better equipped byparticipating in discourses with and among frameworks.Employing three metaphors, this paper proposes that, inthe way force-fields andconstellations require and imply each other, both frameworks anddiscourse are necessary for human beings to act as aPeircian fiber-cable in socialproblem-solving.Requests for reprints should be addressed to Zhichang Zhu, Department of Information Systems, Lincoln School of Management, Lincoln LN6 7TS, United Kingdom.     

On the Use of “Intent to...” Variables in Organizational Research: An Empirical and Cautionary Assessment

Organizational research often relies onsurrogate variables. By surrogate we donot refer to family of construct, factor, or latentvariables. Rather, we address the situation where onevariable is literally the substitute for another variablethat is generally unavailable. Consider, for example,the use of intent to turnover orintent to transfer variables commonly usedwhen actual turnover or transfer data are unavailable. Wedemonstrate that reliance on such surrogate variablesmay lead to some misinterpretation. This tendency may beparticularly apparent when the relationship between the surrogate and the actual variable is low. Thismay be further exacerbated when the relationship betweenthe surrogate variable and a third variable is modest aswell.     

Predatory,developmental, and other apparatuses: A comparative political economy perspective on the Third World state

Disappointment over the contributions of Third World state apparatuses to industrial transformation and the increasing intellectual dominance of neoutiliarian paradigms in the social science has made if fashionable to castigate the Third World state as predatory and rent seeking. This paper argues for a more differentiated view, one that connects differences in performance to differences in state structure. The incoherent absolutist domination of the klepto-patrimonial Zairian state are contrasted to the embedded autonomy of the East Asian developmental state. Then the internal structure and external ties of an intermediate state — Brazil — are analyzed in relation to both polar types. The comparative evidence suggests that the efficacy of the developmental state depends on a meritocratic bureaucracy with a strong sense of corporate identity and a dense set of institutionalized links to private elites.     

“Lost Childhood”—Lessons from the Holocaust: Implications for Adult Adjustment

This paper was written in memoriam to the one and a half million children murdered during the Holocaust; in celebration of the tiny percentage who survived; in honor of their rescuers, the Righteous Christians and in meeting our own responsibility as survivors to bear witness.     

The coming revolution of biotechnology: A critique of Buttel

Frederick Buttel was one of the pioneers in studying the social impacts of biotechnology, claiming originally that it will involve profound changes in social structure. Recently Buttel turned around his argument proposing that, rather than revolutionary, biotechnology is more a substitutionist technological form to be applied to declining sectors of the economy than an epoch-making technology. This paper provides both external and internal critiques of Buttel's new position based on the concept of the third technological revolution, looking at the impact of new technologies as a global and interrelated phenomenon, and not on an individual case-by-case basis. The concluding section suggests the necessity of bringing into the analysis those living in the Third World: 60% of this population lives from agriculture and will be affected by the deployment of agricultural biotechnologies, whether through substitutionism or through totally new products.     

The VFW — A case study in the “iron law of oligarchy” and goal displacement

The iron law of oligarchy is applied to the VFW. Using participant observation and qualitative interviews, membership of the VFW is dichotomized into a leadership oligarchy and a drinking membership. Opinions of members of the two groups about the purposes of the organization and about each other are documented. An historical analysis traces the change in organizational goals over time from promoting nationalism, fraternalism, and special benefits for members to political advocacy of veterans' rights.     

Reflexivity

Just as the concept paradigmenergized the human sciences in spite of its manydefinitions and uses, so now does the conceptreflexive seem to be of increasingsalience, again with many definitions and uses. It is argued thatreflexivity, as a fundamental human quality underliesvarious attempts to understand and intervene in humanrelationships. By juxtaposing paradigms, reflexivity, and therapeutic progression it is possible toset out several types of reflexivity, some relativelyself-contained and others at the edge of our possibleknowledges.     

Qualitative immediacy and the communicative act

Qualitative immediacy (also termed quality in its philosophical sense and esthetic quality) is of fundamental importance within the pragmatic conception of meaning as interpretive act, and yet it has been virtually ignored by social scientists. The concept is traced through its foundations in Peirce's philosophy, its development in Dewey's theory of esthetic experience, and its relation to the general pragmatic conception of the self. The importance of the I in Mead's view of the self is seen as similar to Firstness in Peirce and esthetic experience in Dewey. Those turning to qualitative approaches ought to consider qualitative immediacy as a genuine addition to our understanding of human communication.I am grateful for helpful comments from Milton Singer, Kevin McMurtrey, Benjamin Lee, and Thomas Buckley, and for an opportunity to discuss this paper in the seminar on dialogue at the Center for Psychosocial Studies, Chicago. A postdoctoral fellowship (T32 MH 14668) at the Institute for Psychosomatic and Psychiatric Research and Training, Michael Reese Hospital and Medical Center, and the University of Chicago, provided time for the writing of this paper.     

Implementation of the Walrasian correspondence without continuous,convex, and ordered preferences

This paper consideres the problem of designing better mechanisms whose Nash allocations coincide with constrained Walrasian allocations for non-neoclassical economies under the minimal possible assumptions. We show that no assumprions on preferences are needed for feasible and continuous implementation of the constrained Walraisan correspondence. Further, under the monotonicity assumption, we present a mechanism that is completely feasible and continuous. Hence, no continuity and convexity assumptions on preferences are required, and preferences may be nontotal or nontransitive. Thus, this paper gives a somewhat positive answer to the question raised in the literature by showing that, even for non-neoclassical economies, there are incentive-compatible, privacy preserving, and well-behaved mechanisms which yield Pareto-efficient and individually rational allocations at Nash equilibria.I wish to thank J. S. Chipman, J. Jordan, M. Richter, H. Weinberger, the editor, and two anonymous referees for useful comments and suggestions. I am particularly thankful to L. Hurwicz who stimulated my interest in this problem and provided detailed comments and suggestions.     

Hands: Visible and Invisible

Theoretical work in linguistics, mathematics, and physics has created changes in academic problem formulation. This meta-analysis presents the nature of the new academic environment using precepts from New Historicism to suggest connections with the New Economy. The marketplace is often the court of last appeal in conflict resolution. This can be as basic as determining a fair price for a goose in a farmers' market to the disposition of pension funds in an international merger. Economist Lawrence Summers provides insights into theory and practice. Game theory leads from John Nash's equilibrium point to modeling in economics. A University of Chicago economist discusses the application of market reforms to Chile. He worked with Chilean economists called The Chicago Boys. A call for unification, which includes economics, follows.     

A Cultural Perspective on the Study of Chinese Adolescent Development

This paper argues that the dominant Western construction of adolescent development which defines adolescence as an individuation process with the primary theme of developing an autonomous self is alien to the Chinese cultural system. In contrast to the Western conception of an autonomous self based on separation from others and self-other differentiation, the Chinese conception of self is more complicated. Based on the Chinese-West differences, the paper argues that the borrowed Western concept of self and the Western models do not appear to fit Chinese adolescents' experience. A concept of self-in-relational-network is therefore proposed for understanding the unique developmental processes and outcomes of Chinese adolescents.     

Non-welfaristic theories of justice: Is “the intersection approach” a solution to the indexing impasse?

Rawls (1971, 1993) suggests that a primary goods index should be the basis for interpersonal comparisons in a theory of justice, but it is well known that in general this approach is not compatible with the Pareto principle. This is the indexing impasse. Sen (1985, 1991) argues that this is partly due to the fact that the approach does not take note of the citizens orderings of these bundles of valuable objects. He suggests an intersection approach, which is an incomplete approach to interpersonal comparisons based on judgements that are shared implications of the relevant set of weighting schemes. In this paper, we show that the intersection approach does not provide any solution to the indexing impasse. Unless the individuals have identical preferences, the intersection approach is incompatible with the Pareto principle. This paper originates from the second chapter of Brun (1998). An earlier version was presented at a conference on Non Welfaristic Issues in Normative Economics at the University of Caen in June 1999, and we should like to thank the participants at the conference for their discussion of the paper. Moreover, we are grateful to Geir B.Asheim, Alexander Cappelen, Kåre P. Hagen, Aanund Hylland, Marc Fleurbaey, John Roemer, Eivind Stensholt, Gaute Torsvik, and an anonymous referee for valuable comments and suggestions. The usual disclaimer applies.     

Social Defenses Against Organizational Learning

It is argued that for organizational learning to occur maladaptive social defenses within the organization have to be altered. The origins of the concept of social defenses are traced through the work of Jaques and Menzies. A new concept of system domain, and related concepts of system domain fabric, and system domain defenses, are proposed in order to account for the difficulties in sustaining organizational change in organizations that share a similar primary task. Organizational learning is defined as occurring when there is co-evolution of organizational container and contained. The article distills variables from three successful consultancy/action research projects which are characteristic of organizations that are learning, and it is hypothesized that the creation of organizational awareness is necessary for organizational learning to occur.     

The state and the economy in late imperial China

Conclusions Non-development of a modern economy, the failure to begin modern economic growth, I am prepared to argue but that would require another article- is over-determined. It's not a particularly interesting theoretical question any more. Proponents of economic, political, cultural, social structural, demographic and other explanations have each adduced overwhelming arguments and evidence for their favored explanations. In fact, any one - or two - is a sufficiently mortal debility for the premodern economies and societies that they have studied. More is merely overkill. What we really don't know for sure yet is how modern economic growth begins - even in the case of Western Europe whose economic history has been minutely examined for more than a century. The common fate of most of mankind before the very recent past - slow and uncertain premodern growth of population and output where it occurred, stagnation or decline otherwise - has not (by historians at least) received attention comparable to the more fashionable problem of modern development, whether that be phrased as the Marxist transition from feudalism to capitalism, the neo-classical growth model, or the perhaps now somewhat faded study of modernization.Late imperial China - from the tenth century to the nineteenth - experienced in world perspective a remarkable millennium of premodern economic growth (see table 1). Population and total grain output each increased by a factor of five or six over these centuries, in contrast to the first millennium of the imperial era - from the Qin (221–206 B.C.) through the Tang (618–906) during which, with often sharp fluctuations, a sort of plateau seems have been reached early and never overcome. (Europe's population growth was comparable - the estimates of course, like those for China, are sometimes more testimony to our faith than to our science. There were perhaps 39 million inhabitants in about 1000, 74 million before the demographically disastrous fourteenth century, a recovery to 50 million by 1450,105 million in about 1600, 115 million about 1700, and a total of possibly 190 million inhabitants in 1800.) While overall impressive, the growth of people and production in late imperial China was uneven in both rate and locale, and punctuated by severe fluctuations due to both natural and manmade disasters.Neither the direct nor the indirect influences of the state on the economy were major factors determining the nature and rate of this premodern economic growth. That was largely decided by the dynamics of the dominant private sector of the economy. So far as they affected premodern growth the policies and actions of China's imperial government do not seem to have differed greatly in range or quality from those of the emerging national states of early modern Europe before, let us say, the seventeenth century. Certainly the acceleration of traditional growth in seventeenth- and especially eighteenth-century China argues against the view that the late imperial feudal autocracy was a major obstacle to economic performance in the Ming and Qing periods. On balance, the actions of the state probably helped rather than hindered the long-term growth of population and total output. The state's control of or influence over only a very low percentage of gross national product at the very least limited negative interference with the private sector where the most remarkable Ming-Qing achievements originated.Toward modern economic growth, on the other hand, the Chinese state contributed little if anything, in contrast to the history of early modern Europe. I have already suggested that this conclusion should not be surprising. It, rather than the still only partially understood European experience, represents the mode in world history. The fact that state policies and performance might have lubricated late imperial economic expansion does not imply any necessary forward linkages to the much different and much more difficult task of expanding not just total output but output per capita. The experience of the past is surely not irrelevant, but it may not all be positive for the goal of achieving economic growth in the modern epoch. Thus the Chinese experience of managing and participating in complex bureaucratic organizations may have left a positive legacy for the twentieth century. And similarly, the much higher degree of male literacy in Qing China than we have hitherto assumed, demonstrated in the admirable work of Evelyn S. Rawski, would presumably be conducive to the later achievement of modern economic growth. But the distancing - whether by cultural choice or due to political weakness - of the state from the private economy, while it may have facilitated premodern growth, could be a negative rather than a positive asset for a backward country seeking economic growth in the twentieth century, as Professor Gerschenkron has shown us. Does the contrast between late imperial China and early modern Europe derive, after all, mainly from the greater relative success of the Chinese experience under conditions of premodern economic growth? I refer of course to the achievement of a unified and integrated polity with an adequate customary standard of living for most of the population (in normal times), which was spared (or deprived of?) disquieting church-state conflicts and international wars (for the most part), where one found no Sunday Confucians and no domestic modernist challenge to a deeply rooted and genuine conservatism before the twentieth century. There was little reason for the Qing emperors and the bureaucratic elite who served them, while they still had the power to do so before the shameful nineteenth century, to follow the path of the Houses of Stuart, Bourbon, and Hapsburg and their bureaucratic administrators who built the modern European nation-states and purveyed some of the critical abstractions and institutions of law and property that unwittingly perhaps facilitated Europe's modern economic growth. The Chinese rulers already possessed all under heaven (tianxia), and they could hardly foresee how parochial that universal conceit would become.

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The “Homo Sapien Genetic Survival Trait”

An explanation was sought for the reason that minorities immigrating to the USA have difficulty getting along with each other or with the majority. Worldwide an explanation was sought for the reason that nations that break up, break up along ethnic group or cultural lines. The answer for both questions appears to be an assumed survival mutation early in the development of Homo sapien to create a Genetic Survival Trait. This requires most Tribal members, as defined here, to give their primary allegiance to their Tribe and not to the USA, and to support a drive for Tribal independence. Recommendations are made for developing improved training methods in the USA to reduce this problem.