Fraternal foreign policy transfer? Evaluating the case of Australian Labor and British Labour

ABSTRACT

The literature on policy transfer and policy diffusion is vast, but analysis of how this operates in the domain of foreign policy is limited. Is there evidence that policy-related knowledge and ideas in the foreign policy realm are transferred between jurisdictions? This article addresses this question in the context of the relationship between two fraternal social democratic parties – the British Labour Party and the Australian Labor Party. It focuses on the period between 2006 and 2010, which covers Kevin Rudd’s assumption of the Labor leadership and his first term as Prime Minister and the transition from Tony Blair to Gordon Brown in June 2007. Kevin Rudd’s Prime Ministership was terminated in a party room coup in June 2010 while Gordon Brown led the British Labour Party to electoral defeat one month earlier. The article investigates three prominent areas of foreign policy – regional engagement, climate change, and aid and international development – to evaluate the extent of policy transfer and diffusion between the Rudd and Brown Governments. Using the ‘degrees of transfer’ framework outlined by Dolowitz and Marsh, it finds that emulation, policy combinations, and inspiration all featured but that there was scant evidence of complete transfer.     

Distinctive policy diffusion patterns,processes and actors: drawing implications from the case of sport in international development

This article examines the diffusion of “Sport for Development and Peace” (SDP) across sub-Saharan Africa following global policy impetus provided by international organizations, including the United Nations, since the start of the twenty-first century. In so doing, the article centres on a geographical region that has been unconsidered in the policy diffusion literature and, particularly, responds to calls for research into the effects of policy characteristics on diffusion mechanisms and patterns. This rationale beget methods that differed from the predominant use of quantitative, dichotomous indicators of policy diffusion, instead integrating data from global, international and national policy documents, from a review of SDP literature, and from stakeholder interviews in Ghana and Tanzania. Patterns of increasing governmental engagement with, but limited implementation of, SDP policies contrasted with the significant expansion of SDP provision by diverse NGOs. In turn, these patterns represented the varying influence of different diffusion mechanisms on state and non-state actors. Compared with the diffusion of other types of policies, these findings indicated the effects of an instrumental, malleable but complex global policy model for SDP diffusion. There is, therefore, significant value in further research that examines how policy diffusion may depend on the configuration of particular policy characteristics, mechanisms and actors.     

Elite,exclusive and elusive: transgovernmental policy networks and iterative policy transfer in the Anglosphere

ABSTRACT

The prominent corridor of bilateral policy transfer between Australia and the UK is underpinned by a long-standing cultural and political proximity. While ad hoc cases of transfer have in recent years been the subject to concerted attention from transfer theorists, much less attention has been given to the rise of multilateral, or transgovernmental, policy networks based on similar cultural and political amity amongst the ‘Anglosphere’ group of states including Australia, Canada, New Zealand, the UK and the US. Populated by policy elites and regularly interacting, these networks represent potentially important modes of policy transfer yet little is known about how they operate, with what purposes or what outcomes. This article therefore sets out research findings that offer an insight into 23 identified networks, suggesting that understanding the emergence of these networks are crucial to explaining any bilateral transfer between Anglosphere states in general, and specifically Australia and the UK. The article contends that a consideration of these networks provides insight into (i) the substantive landscape of Anglosphere policy learning and collaboration, (ii) the attendant dynamics of collaborative policy networks as elite, elusive and exclusive and (iii) iterative policy transfers.     

Cross-national policy learning in health system reform: The case of Diagnosis Related Groups

Observations of policy convergence and the cross-national diffusion of ideas, knowledge and policies have raised the question about the ways countries might learn from their peers. This article examines the role of cross-national learning with regard to Diagnosis Related Groups (DRGs). We review the spread of this policy instrument and analyse the implementation of DRGs in three late-adopting countries: Germany, Switzerland and the Netherlands. The three cases show that the implementation of this policy instrument required intense studies, cooperation with stakeholders and adjustment to country-specific needs. The countries learned from foreign experience, but it was only with the introduction of a regulatory framework for competition between sickness funds that DRGs came fully onto the political agenda. While Germany and Switzerland drew upon foreign DRG models, the Netherlands developed an alternative system to classify patients according to case-mix.     

Holy Grail or inflated expectations? The success and failure of integrated policy strategies

Governments and international organizations increasingly pursue the development of integrated policy strategies to govern persistent societal problems that crosscut the boundaries of traditional jurisdictions. In spite of the rising popularity of such integrated strategies, little is known about their effects. Although it is generally assumed that integrated strategies result in better outcomes, the evidence base to support this claim is sparse. This is not to say that no attempts to study the relationship between integrated strategies and policy outcomes have been undertaken at all; this paper presents a research synthesis of the fragmented evidence base. Eligible studies are interpreted and discussed by using a heuristic that distinguishes between programmatic and political success and failure. Apart from synthesizing the impacts that integrated strategies have had, the paper reflects on associated explanatory conditions and methodological approaches that have been used. The review almost exclusively finds reports of failure and constraining conditions. At the same time, methodological approaches are found to be largely unconvincing and considerable research gaps remain. The paper, therefore, ends with a nuanced answer to the question of whether integrated strategies are worth pursuing and sets out various avenues for further research.     

Conditionality in the context of housing-led homelessness policy: Comparing Australia’s Housing First agenda to Scotland’s “rights-based” approach

Homelessness services and policy have historically tended to be organised by an explicitly conditional logic, wherein people experiencing homelessness must prove their “housing readiness” before accessing settled housing. This model has been robustly challenged in recent decades by “housing-led” approaches that ostensibly eschew conditionality and prioritise the rapid rehousing of people experiencing homelessness. Various countries now include housing-led approaches in the national policy frameworks, including Australia, which overhauled its approach to homelessness in 2008, and Scotland, where a housing-led approach is supported by a legal right to housing for homeless households. Notwithstanding this policy shift, conditionality remains an enduring feature of responses to homelessness in both jurisdictions. This paper sheds light on this phenomenon by comparing the Australian experience with that of Scotland. We demonstrate how conditionality remains a feature of both jurisdictions; however, there is greater effort in Scotland to identify and minimise conditionality, whereas in Australia it is able to persist relatively unchallenged. We conclude with some reflections on what Australia can learn from Scotland’s relative success, highlighting the importance of a national-level policy framework and an adequate affordable housing supply.     

Policy Diffusion and Policy Transfer in Comparative Welfare State Research

For many years, comparative welfare state research has followed a ‘methodological nationalism’ in the sense that countries were treated as independent units. Yet the recent ‘spatial turn’ in comparative politics has also influenced welfare state research. For some years now, the field has been witnessing a growing interest in questions about interdependencies and policy diffusion between countries. In this article, we provide a structured overview of the state of the art in the policy diffusion and transfer literature that deals specifically with social policy. We present and critically evaluate existing theoretical concepts and quantitative and qualitative methodological approaches that enable the analysis of interdependencies between countries. Moreover, we summarize the empirical findings of quantitative and qualitative studies on the diffusion and transfer of social policy, from some pioneering studies to the latest findings. Against this background we point out what we believe to be promising avenues for future research. We focus on five areas: theoretical work on the mechanisms underlying diffusion and transfer; methodological approaches; the impact of domestic institutions and policy characteristics on social policy diffusion and transfer; programme‐specific dynamics; and the systematic combination of horizontal and vertical interdependencies.     

文件治理中的政策采纳及其影响因素研究:基于国家和省级政府政策文本(2008—2018)数据

“文件治国”是中国国家治理的基本表现形态，不同中央政策在各地被采纳与实施的情况也是国家治理问题的核心研究议题。本文尝试突破以往政策扩散研究多只关注特定单项中央政策在各地扩散过程的局限，结合长时段大样本农村政策文本数据，对中央政府2008—2018年发布的多项农村政策在各地的扩散过程进行实证分析，相对系统地考察了中央层面的行政压力和经济激励，以及地方层面的执行能力和内在动力等因素及其交互作用对政策采纳的影响，进而对中国正式政策文件运作的基本过程和内在机制进行探讨。研究显示，自上而下的行政压力越大，经济激励越大，地方层面的执行能力越强，地方政府采纳中央农村政策的概率就越容易显著增加。从交互关系来看，中央政府对农村议题重视程度的提高会减小不同执行能力省份的政策采纳差异，也会减小不同经济激励政策的采纳差异。     

Child safety in policy: Who is being kept safe and from what?

Keeping children safe from harm is a national policy priority in Australia. Extensive inquiries and reviews have highlighted institutions' persistent failures to respond ethically and appropriately to child abuse and its life-long impacts on survivors. Policy efforts now reflect considerable emphasis on safeguarding children, including through the development of ‘child safe’ organisations. The realisation of these policy aspirations requires close attention to how ‘child safe’ is conceptualised and operationalised in different organisational contexts. Drawing on an analysis of policy in Australia and other international jurisdictions, namely New Zealand, the United Kingdom and Ireland, this article engages critically with the notion of ‘child safe’ in policy, to explore who is to be safe, from what and how, in organisational settings. The findings suggest emergent discourses of ‘child safe’ are bound up with particular constructions of both children and safety, reflect current social and political understandings and agendas, and have implications for organisations' approaches to safety. Ensuring the safety of children in Australia and other jurisdictions requires continuing scrutiny of policy implementation to make sure current policy efforts are not reduced to compliance-based imperatives that protect organisations, but fail to create the cultural conditions that enhance children's wellbeing and safety.     

“官场+市场”与中国增长故事

本文运用和拓展了“官场+市场”理论,重新解析中国独具特色的经济增长机制以及政府与市场的互动模式。地方官员之间围绕着辖区经济发展的官场竞争嵌入在不同辖区企业之间的市场竞争之中,而辖区企业参与的市场竞争又嵌入在官场竞争之中。作为一种分析框架,“官场+市场”的理论贡献在于揭示了政府与市场的良性互动、政企的有效合作必备的三个条件,即内部的政治激励（“把事做对”）、外部的市场约束（“防止做坏事”）和必要的信息反馈（“做对的事”）。中国“官场+市场”的增长模式在总体上提供了这三个关键条件,在最积极的意义上实现了辖区内政治企业家与民间企业家精神的结合,政治精英与经济精英的结合,中国历史悠久的官僚政治传统与西方国家市场经济传统的结合,为我们揭示中国增长之谜开辟了新的视角。     

Not-so-distant cousins: Family benefits in the United Kingdom and Australia

Abstract   Recent trends in tax transfers have seen an increasing interdependence of tax and welfare systems in determining access to and the quantum of benefits, particularly in relation to in-work benefits, such as family support. Both the United Kingdom and Australia have adopted family support mechanisms that appear to operate in a similar way, but closer examination of the detail reflects the differences in underlying policy in the two jurisdictions. This article examines, first, the institutional and policy basis for the design of the family tax transfer system in each jurisdiction and, second, the issues raised by the interdependence of tax and social security concepts in the design of in-work benefits.     

The Patient Protection and Affordable Care Act Meets the ‘Persistently Uninsured’

Under the Patient Protection and Affordable Care Act (commonly known as ‘Obamacare’), the national uninsured rate has fallen from 17.3 per cent in 2013 to 11.7 per cent in the first half of 2015. While this is a substantial drop, even accounting for the states that did not expand Medicaid, the remaining double‐digit national rate, as well as higher rates in some states, indicates that a significant minority of Americans are not buying insurance. Researchers have identified a segment of the population with weak or uncertain preferences for health insurance. This article explores how such individuals are unevenly distributed across states and whether cultural preferences relating to time preference and risk aversion underlie the geographic distribution of the ‘persistently uninsured’. It concludes by reviewing the policy implications presented by the presence of numerous health insurance sceptics in certain jurisdictions.     

From New Labour to Rudd/Gillard – transferring social policy

ABSTRACT

From 2007 to 2010, there were national Labour governments in Britain and Australia, the longest and only third time this had occurred since the second World War. The period of New Labour was closing in the UK, and in Australia the Rudd government came to power after 11 years in opposition, directly influenced by the, at times, trailblazing UK Labour government. In the domain of social policy, New Labour was a source of policy inspiration and transfer. Specifically, the Rudd/Gillard governments borrowed heavily its ‘social exclusion’ agenda, and also the use of ‘compacts’ with the third sector. This article examines the policy diffusion and transfer between the UK and Australia, and in doing so offers critical insights into the policy transfer literature. The article examines the reasons for the Australian Labor Party's adoption of these policies, and links this to wider dilemmas and identity crisis that are afflicting centre-left governments across the globe.     

论转型时期的政策利润

我国在由计划经济向市场经济转型过程中 ,改革的每一步都是靠政策推动的 ,政策利润是在不同时期对不同对象开放的 ,由此形成我国主体不同的政策利润和不同时期的富裕群体。政策利润的生成及由此形成的富裕群体是我国转型时期的必然产物。随着我国市场经济体制的建立和买方市场的形成 ,各种类型经济主体赚取不同政策利润所造成的事实上的不公平竞争和市场法则复杂化的问题日益突出 ,因此 ,我们必须清理各种政策利润 ,实现各经济主体的无差别化 ,使之在公平的环境下平等竞争     

Policy transfer routes: an evidence-based conceptual model to explain policy adoption

Although studies on policy transfer have expanded, a general and comprehensive understanding of policy transfer is lacking. This study offers an evidence-based explanation of policy transfer processes. We extracted constraining and facilitating factors from 180 empirical studies using PRISMA (Preferred Reporting Items for Systematic reviews and Meta-Analysis) and aggregated these factors into a conceptual framework. We synthesize our findings in four “transfer routes”. We conclude that actors could shape a subset of those factors by taking certain decisions regarding transferability, adoptability and process design, albeit within the boundaries of the environment.     

Media coverage and issue visibility: State legislative responses to school bullying

Dealing with the schoolyard bully is an age-old problem; however, legislators have only recently tackled it at the state level. This study examines the adoption of anti-bullying policies from the policy diffusion and innovation perspective with an emphasis on the role of print media coverage. The study contributes to the policy diffusion literature by examining both national and local media coverage as conduits for diffusion and adds to the expanding views of the diffusion process beyond the traditional geographic proximity argument. Further, it provides the first examination of an emerging policy area important to education policy scholars. The findings show issue saliency via national media coverage drives policy adoption beyond any geographic proximity.     

Economic Policy and Social Policy: Policy-linkages in an Era of Globalisation

This article argues that changes in the role of the state in economic affairs will affect the process of social policy. Growing economic integration caused by globalisation now places a greater constraint upon the discretion of the nation state, bringing about a transformation into a more competitive state. States are increasingly having to compete against each other in order to promote competitiveness and attract foreign direct investment (FDI) from international capital markets. This competition influences in turn the social policy formation requiring the redesigning of social policy. Thus, welfare states may need to reform their social policy towards a "business-friendly social policy". The analysis of social policy inputs and outputs presented here suggests that there are common trends in most welfare states towards: a market-conforming policy on business taxation, a reduction of the share of employer's contributions in social protection revenues, more limited income security programmes, an increased allocation of resources for active labour market programmes and less state intervention in the labour market. All these reforming trends in social policy can be understood as a response of welfare states to the evolving needs of business caused by structural change, notably globalisation.     

Rolling Out Anti‐social Behaviour Families Projects in England and Scotland: Analysing the Rhetoric and Practice of Policy Transfer

In both Scotland and England, reducing anti‐social behaviour (ASB) and building a culture of respect are key central government priorities. Accordingly, since 1997 both jurisdictions have seen the introduction of a raft of punitive legislation. Over recent years, however, there have been signs that the official ASB agenda has shifted away from a reliance on ‘enforcement measures’ towards a more balanced approach incorporating measures to address the underlying causes of problem behaviour. With their emphasis on ‘whole family’ approaches and parenting interventions, ASB family projects, pioneered by the Dundee Families Project (DFP), are seen to respond to official concerns about social exclusion and have been promoted as an effective and sustainable response to ASB. In both Scottish and English jurisdictions official endorsement of the DFP model has been marked by government‐funded programmes to ‘roll out’ this concept more widely. Drawing on findings from a recent evaluation of ASB family projects operating in Scotland combined with scrutiny of evidence from a number of English studies, this article explores, in a comparative manner, the differences and similarities in the policy discourses and models of practice employed by Scottish and English projects. More specifically, we critically appraise the role played by sanctions in evoking service user engagement.     

Social Policy Diffusion from the Perspective of Intergovernmental Relations: An Empirical Study of the Urban Subsistence Allowance System in China (1993-1999)

Universal access to China’s social welfare system involves a process of diffusion from localities to the whole country on the basis of social policy innovations in which intergovernmental relations play a key role as a facilitator. The rapid establishment of the urban subsistence allowance system in more than 200 cities throughout the country in seven years (1993-1999) serves as a case for our empirical analysis of the diffusion mechanism of social policy innovations at different levels of government. Our findings show, firstly, that in adopting a new social policy, city governments have to respond to the social desire of local citizens while keeping fiscal constraints in mind; at the same time, they are affected by administrative orders from higher-level governments and the vertical fiscal relations between governments at different levels, and are also subject to competitive pressures from other cities at the same level. Secondly, city governments’ policy innovations offer an opportunity for higher levels of government to learn from their experience. Thirdly, central government orders exert both a direct and indirect influence upon city governments, with provincial orders acting as intermediaries. And lastly, there is a clear difference in the time lag effect of orders from the central government and those at provincial level upon city governments’ policy adoption.     

我国知识产权公共政策体系协同运行机制研究——以技术转移政策体系为研究对象(英文)

随着我国知识产权公共政策体系的目标转变及调整范围和制定主体的不断扩大,政策的制定重点应转向体系和机制的完善。但目前多数知识产权公共政策运行仍然遵循着强调单一政策效率的传统模式,各种政策之间的冲突与效能抵消造成系统内耗,致使政策体系整体效能降低。本文将协同学原理运用于公共政策体系构建和运行中,在于政策协同运行机制的高效率及其实用价值,提出了构建我国技术转移政策协同运行机制的具体措施。