Wilhelm Roscher on Means of Promoting Population Increase

The assembling of a mass of historical detail to buttress policy argument was a feature of the nineteenth‐century German historical school in economics. At its best, this gave a healthy appreciation of institutional contingency and a skepticism toward deductive theorizing, in both respects contrasting with the disciplinary mainstream. More often, however, the detail overwhelmed a meager or derivative analytical text. The treatment of population by Wilhelm Roscher, a founder of the historical school, is of this latter kind—its interest lying mainly in the wealth of historical references contained in its swollen footnotes. The brief excerpt below, on measures to raise population growth, conveys its flavor. Wilhelm Georg Friedrich Roscher (1817–1894) was for most of his career professor of political economy at the University of Leipzig. Among his many books were the five volumes of his System der Volkswirtschaft [System of Political Economy] (Stuttgart, 1854–1894). The first volume, Grundlagen der Nationalökonomie, appeared in 1854, and was steadily enlarged in size and documentation through many subsequent editions. (It was still in print, in its 26th edition, in the 1920s.) A two volume English translation by John J. Lalor, titled Principles of Political Economy (New York: Henry Holt, 1878), was based on the 13th German edition (1877). J. A. Schumpeter, in his History of Economic Analysis, remarks of Roscher that “There is hardly another economist of that period who enjoyed so nearly universal respect inside and outside of Germany.” Schumpeter's own verdict, however, was brusquer and less complimentary: Roscher “conscientiously retailed, in ponderous tomes and in lifeless lectures, the orthodox—mainly English—doctrine of his time, simply illustrated by historical fact.” Population—much of it retailing Malthus—is the subject of Book V of the Principles, comprising three lengthy chapters. The excerpt is pp. 347–354.     

Alfred Marshall on the Growth of Population

Classical views of population, as expounded in the works of Smith, Malthus, and Mill, retained their influence through the nineteenth century and into the twentieth—until sidelined, many would argue, by the marginalist revolution in economics. Oddly, Alfred Marshall (1842–1924), the major figure in that revolution, was, when it came to population, himself firmly in the classical tradition. He diverged from it in two main respects. Writing in the late nineteenth century he had of course to take account of Darwinian theory, with the potential implications it suggested for differential fertility. And, deriving from his interests in industrial organization and efficiency and in biological analogies in economics, he gave greater attention than his forebears to the possibility that returns to labor could routinely be increasing as well as diminishing. Marshall, the preeminent economist of his time, was for most of his career professor of political economy at the University of Cambridge. His major work, Principles of Economics, was first published in 1890, and then in a series of revised editions over the rest of his life. The final—8th—edition appeared in 1920. (A “ninth” variorum edition was issued in 1961.) The Principles has been described, by G. J. Stigler, as the second greatest work in the history of economics. The contributions to theory and method warranting such praise, however, are chiefly in the later parts of the volume. Up to and including Book IV (The Agents of Production: Land, Labour, Capital and Organization), the reader is given the impression, according to Keynes, of “perusing a clear, apt and humane exposition of fairly obvious matters.” Certainly in comparison to the rest, these early sections were left fairly intact in their 1890 form over subsequent editions. But Keynes also remarks, in his lengthy obituary of Marshall, how deceptive that surface smoothness could be—and notes that Marshall “had a characteristic habit in all his writings of reserving for footnotes what was most novel or important in what he had to say.” The excerpts below are taken from Book IV, Chapters IV (§§1–2, 4–5) and XIII (§3), of the 1890 edition of the Principles. In the first, Marshall presents a brief, selective history of population doctrines up to Malthus, and then the doctrine “in its modern form”; in the second, from the concluding chapter of Book IV, he explores the applicability of the law of increasing returns—stated, earlier in the chapter, as: “An increase of labour and capital leads generally to improved organization, which increases the efficiency of the work of labour and capital.”     

Bertil Ohlin on Population,Trade, and Territorial Expansion

The international economic problems of the 1930s–in the aftermath of World War I and the depression—at first sight have few resonances with the present day. The leading powers of the time protected their industries behind high tariff walls. Most of them possessed colonies or were intent on regaining those lost in the war. Restoration of the free‐trade regime of the decades prior to 1913, and creation of a new financial architecture to support it, seemed a remote prospect. In all kinds of ways the post‐World War II and especially the post‐Cold War world is in vastly better shape. Yet some of the themes of the earlier period remain relevant. The colonies are gone and territorial expansion is virtually inadmissible, but the options for dealing with international imbalances in factor supplies and factor prices are otherwise the same: international trade, capital flows, and migration. The insight that international trade and international movements of productive factors could be substitutes owes much to the work of the Swedish economist Bertil Ohlin. Ohlin's magnum opus. Interregional and International Trade (1933), building on earlier work of Eli Heckscher, developed what became known as the Heckscher–Ohlin model of international trade. In its simplest form it described trade in a two‐region, two‐factor, two‐good economic system. With subsequent generalizations, the theory accommodated not just trade in goods but also movement of factors. Capital flows were principally of interest, but labor flows were formally analogous. The practical differences between the two, of course, were considerable: migration was not an acceptable mode of factor price equalization. Nor is it today, when worries about rapid population growth attach to poor countries rather than (as they did in the 1930s, if speciously) to industrialized states claiming lebensraum. Indeed, it is less so, since the population sizes of the sending countries are multiples of their 1930s levels and high migrant flows encounter resistance in the receiving countries. The passage reproduced below comes from a project on economic reconstruction and financial stabilization organized by the Carnegie Endowment and the International Chamber of Commerce. One output of this project was a volume International Economic Reconstruction: An Economists' and Businessmen's Survey of the Main Problems of Today (Paris: International Chamber of Commerce, 1936), over half of which consisted of a study entitled Introductory Report on the Problem of International Economic Reconstruction, by Ohlin. The excerpt is part of Chapter 7 of this report: The Problem of “Overpopulation,” Colonies, Markets and Raw Materials. Bertil Gotthard Ohlin (1899–1979) had a distinguished career as a politician as well as economist. He was a long‐time member of Sweden's parliament, in which he led the Liberal Party—mostly in opposition. During 1944–45 he was Minister of Trade. In 1977 he received the Nobel prize in economics (together with James Meade) for contributions to the theory of international trade.     

Charles Henry Pearson on the Decline of the Family

A common observation and frequent lament about family change in contemporary societies is of the shift of childraising responsibilities from parents to the state. This shift (and what might be done to reverse it) was a theme, for example, of James S. Coleman's 1992 presidential address to the American Sociological Association. In the new circumstances, said Coleman, “carrying the family's honor into the future is less important”; in many families adolescent children “are abandoned psychologically and socially.” The state, however, still has “strong interests in maximizing a child's value to society, or minimizing its cost.” A century before Coleman, Charles Henry Pearson, in the passage reproduced below from his book National Life and Character: A Forecast (1893), wrote of the decline of the family in quite similar terms. He argued that state intervention was undertaken only reluctantly, a byproduct of changes in conjugal relations from arranged marriages to “marriages of inclination,” along with easier divorce, and consequent lessening of parental interest in the family line. The state, almost by default, needed to assert the public interest in the raising of children, even though its measures, notably compulsory education, further eroded parents' rights over their children and children's sense of duty and obligation to their parents. While Pearson mostly welcomed the gender equity and individualism he saw emerging, he regretted their effect on the family—on what he termed (metaphorically) “the religion of household life.” His prescient forecast was of “a state of things in which marriages will be contracted without reflection, and broken up without scruple, in which children will be cared for when they are young with, it may be, even more tenderness than of old, but with incomparably less anxiety to fit them for the moral obligations of life, and in which the claim of parents to be obeyed will cease with the children's need of support.” His conclusion: “Family life will be a gracious and decorative incident in the system of such a society; but the family, as a constituent part of the State, as the matrix in which character is moulded, will lose its importance as the clan and the city have done.” Charles Henry Pearson (1830–94) was a British historian who had a second career as an educationist and politician in the colony of Victoria in pre‐Federation Australia. Educated in London and Oxford, he was appointed professor of modern history at King's College, London. His early work included travel writings and a well‐received History of England during the Early and Middle Ages (1867). When his academic career stalled (partly because of very poor eyesight) he emigrated to Australia, where he became closely involved with educational issues. He was elected to the Victorian legislature and was for a time minister of education, able to put into practice his firm views favoring secular education. (See his remark below that Church‐run schools “have generally been strong enough to exclude competition, [but] not rich or enlightened enough to use their monopoly well.”) In 1892 he returned to England, and the following year published National Life and Character. This work, widely read and praised at the time, went through several editions over the next two decades. It essayed forecasts in various domains of society and politics, including a prediction (couched in elitist language) of the passing of the ascendancy of European peoples as other nations grew in numbers and strength (“We shall awake to find ourselves elbowed and hustled, and perhaps even thrust aside,…”). The excerpt is from pages 261–270 of Chapter 5, “The Decline of the Family,” in National Life and Character: A Forecast (London: Macmillan and Co., 1893).     

John Weyland on Encouragements to Population Increase

Modern worries about the economic and social consequences of low fertility and eventual population decline have led to numerous proposals for subsidy arrangements aimed in effect at “buying” healthy and potentially productive children. The most innocuous of such schemes, typically with welfare rather than population goals in mind, is the institution of the family wage—paying labor based on family size. The passage reproduced below, from John Weyland's Principles of Population and Production (1816), offers an early instance of such a scheme being argued for on demographic grounds. Weyland's account of the “artificial” encouragement of population increase begins with an artless analogy to managing a stud‐farm, but the stance is mercantilist rather than totalitarian and is leavened by a strong concern for the health and morals of the future citizens. That the state might wish to raise its population growth was of course contrary to Malthusian doctrine. The long and contentious debates on Britain's Poor Laws gave more prominence to the opposite goal: that of preventing births that threatened to become a charge on the community. Weyland, however, asserted that the tendency of population was to “keep within the powers of the soil to afford it subsistence.” A prior population increase (to a level “just beyond the plentiful supply of the people's want”) was a necessary stimulant to productivity—indeed, was “the cause of all public happiness, industry, and prosperity.” (Modern versions of this view are found in the writings of Ester Boserup and Julian Simon.) Moreover, he argued, with urbanization came an inevitable fall‐off in population growth—reaching “a point of non‐reproduction” when around a third of the population lived in towns. Malthus responded to Weyland in an appendix to the fifth (1817) edition of the Essay: Weyland's premise, he wrote, is “just as rational as to infer that every man has a natural tendency to remain in prison who is necessarily confined to it by four strong walls.” Weyland's book as a whole he dismissed in unusually intemperate terms: “It is quite inconceivable how a man of sense could bewilder himself in such a maze of futile calculations, and come to conclusions so diametrically opposite to experience.” More concisely, and specifically on the subject of the extract below, an entry in the Essay's highly distinctive index reads “Encouragements, direct, to population, futile and absurd.” John Weyland (1774–1854) was an English rural magistrate of independent means. He took an active part in the Poor Law debates of the early nineteenth century, arguing for payments under them to include child allowances. The full title of his major work is: The Principles of Population and Production as they are affected by the Progress of Society with a View to Moral and Political Consequences (London, 1816). There are modern reprints by A. M. Kelley and Routledge/Thoemmes Press. The excerpt is from pp. 167–175.     

David Riesman on Phases of Population Growth and Social Character

Probably the most widely read work of sociology in the United States during the past century was The Lonely Crowd, a nearly 400‐page study by David Riesman, written, according to the first edition, in collaboration with Reuel Denney and Nathan Glazer. The book appeared in 1950, published by Yale University Press. The initial print run was 3,000; an abridged edition came out as a paperback in 1953 as a Doubleday Anchor Book. It eventually sold more than 1.4 million copies. (The book is still in print in a Yale University Press paperback edition.) Its intriguing title no doubt contributed to this phenomenal popularity, as did its readable and often informal style and its use of a time‐honored mode of social commentary, offering a statistics‐free exposition of the argument. The book bears no resemblance to what now passes for scientific analysis in sociology, but draws instead on erudition, historical learning, and personal observation and insight. But most of all, the explanation for the book's success is that Riesman's searching and sharp‐eyed examination of social trends in modern industrial society responded to a felt need for self‐examination in midcentury America. Actually, the title of the book was an add‐on; it does not appear in the text itself. The subtitle is more informative: A Study of the Changing American Character. Riesman defined “social character” as “the patterned uniformities of learned response that distinguish men of different regions, eras, and groups.” Making such distinctions imposes the need for a suitable categorization of historical stages with which a typology of social character can be persuasively associated. Riesman's chosen criterion for classifying societies and identifying such stages was demographic. His discussion sought to describe “possible relationships between the population growth of a society and the historical sequence of character types” and, specifically, to “explore the correlations between the conformity demands put on people in a society and the broadest of the social indexes that connect men with their environment—the demographic indexes.” In doing so, Riesman adopted the dassificatory scheme of classic demographic transition theory. Drawing on Frank Notestein's work, he distinguished three demographic phases: “high growth potential,”“transitional growth,” and “incipient population decline.” The three dominant social character types identified by Riesman, tracing a historical, although of course overlapping sequence, were “tradition‐directed,”“inner‐directed,” and “other‐directed”: they correspond to, indeed reflect, the three phases of population growth and its associated demographic‐structural characteristics. The excerpt reproduced below is from Chapter I (“Some types and character of society”) of the first edition of the book (New Haven: Yale University Press, 1950). It provides a concise presentation of the study's conceptual scheme and of the argument seeking to validate it. (The 1953 paperback edition amplifies footnote 1 in the excerpt as follows: “The terminology used here is that of Frank W. Notestein. See his ‘Population—The Long View,’ in Food for the World, edited by Theodore W. Schultz (University of Chicago Press, 1945).”). David Riesman was born on 22 September 1909. His original field of study was law; his career as a lawyer included clerking for Supreme Court Justice Louis Brandeis. Between 1946 and 1958 he was on the faculty of social sciences at the University of Chicago and after that, until his retirement, he served as professor of sociology at Harvard University. He died 10 May 2002.     

Horace Greeley on Immigrant Quality

Immigration to the United States increased steeply through the middle decades of the nineteenth century: on a population of 17 million in 1840, immigrant numbers totaled 1.7 million in the 1840s, 2.6 million in the 1850s, and, notwithstanding civil war, 2.3 million in the 1860s. Coinciding with this mass inflow was a rise in anti‐immigrant sentiment, manifested in a nativist political movement (the Know Nothing party). Migrants of particular national origins were singled out for denigration, such as Germans and Irish and later (on the West coast) Chinese. In an 1870 essay simply titled “Immigration,” Horace Greeley, an ardent protectionist, broadly welcomed migrants of any nationality. “That population is a main element of national strength… can scarcely need demonstration,” he begins, and ends, in high rhetorical flight: “our immigration in the future [will] wholly eclipse and belittle the grandest realizations of the past.” But beyond sheer numbers he points to the significance of migrant quality. There are those whose “coming would add largely to our numbers, but nothing at all to our strength, our worth, or our happiness.” At a minimum, settlers must show willingness to work; artisans and mechanics are better acquisitions. Most valuable of all are those rare persons displaying high entrepreneurial skill and inventiveness. Horace Greeley (1811–1872) was the founder (in 1841) and for 30 years the editor of the New York Tribune, the first nationally distributed newspaper in the United States. His editorials, written in a clear and vigorous style, brought wide attention to his views on the causes he espoused—anti‐slavery, labor unions, tariff protection, women's rights, and many others. His generally reformist positions on social and economic policy are expounded in a late work, Essays Designed to Elucidate the Science of Political Economy (Boston: Fields, Osgood, & Co., 1870), in which the piece on immigration appeared. The excerpt below is from pp. 317–320.     

Dudley Kirk on Population Changes and Prospective Power Relations after World War II: A View from 1943

The theory of demographic transition in its best‐known modern formulation was developed in the early 1940s by a small group of researchers associated with Princeton University's Office of Population Research, under the leadership of Frank W. Notestein. A notable early adumbration of the theory in print—in fact preceding the most often cited contemporaneous articles by Notestein and by Kingsley Davis—was by Dudley Kirk, one of the Princeton demographers, in an article titled “Population changes and the postwar world,” originally presented by its author on 4 December 1943 at the 38th Annual Meeting of the American Sociological Society, held in New York. It is reproduced below in full from the February 1944 issue of American Sociological Review (Vol. 9, no. 1, pp. 28–35). In the article Kirk, then 30 years old, briefly discusses essential elements of the concept of the demographic transition. He characterizes trends in birth and death rates as closely linked to developmental changes: to the transition “from a peasant, self‐sufficient society to an urban, industrial society.” He sees the countries of the world as arranged on a “single continuum of development” and, correspondingly, on a continuum of demographic configurations. These countries, he suggests, may be divided into three broad groups: the first, with high mortality and high fertility, possessing great potential population growth; the second, “caught up in the tide of industrialization and urbanization,” hence exhibiting birth and death rates that are both declining but in a pattern that generates rapid population growth; and a third, with low fertility and low mortality, pointing toward the prospect of eventual depopulation. He describes the temporal and geographic process of material progress and demographic change as one of cultural and technological diffusion emanating from the West. But Kirk's main interest in this article is the effects of the patterns generated by economic change and the ensuing demographic transition on shifts in relative power—military and economic—within the system of nations, both historically and in the then dawning postcolonial era. On the latter score, even if occasionally colored by judgments reflecting perspectives unsurprising in 1943, such as in his assessment of the economic potential of the Soviet Union, Kirk's probing of the likely consequences of evolving trends in power relationships as shaped by shifting economic and demographic weights—issues now largely neglected in population studies—is often penetrating and remarkably prescient. His views on the implication of these trends for the desirable American stance toward the economic and demographic modernization of less developed countries—friendly assistance resulting in rapid expansion of markets, and trade speeding a social evolution that also brings about slower population growth—represent what became an influential strand in postwar US foreign policy. Dudley Kirk was born 6 October 1913 in Rochester, New York, but grew up in California. After graduating from Pomona College, he received an M.A. in international relations from the Fletcher School of Law and Diplomacy of Tufts University in 1935 and a Ph.D. in sociology from Harvard in 1946. He was associated with Princeton's OPR between 1939 and 1947, where he published his influential monograph Europe's Population in the Interwar Years (1946) and, with Frank Notestein and others, coauthored the book The Future Population of Europe and the Soviet Union (1944). From 1947 to 1954 he was demographer in the Office of Intelligence Research of the US State Department, the first person having that title in the federal government. From 1954 to 1967 he was director of the Demographic Division of the Population Council in New York, and from 1967 until his retirement in 1979 he was professor of population studies at Stanford University. In 1959–60 he was president of the Population Association of America. Dudley Kirk died 14 March 2000 in San Jose, California.     

The Biology of Behavior and the Study of Human Fertility: A Review Essay*

Books reviewed in this article: Paul‐André Rosental L'intelligence démographique: sciences et politiques des populations en France (1930–1960) James R. Carey Longevity: The Biology and Demography of Life Span Susan Scott and Christopher J. Duncan Demography and Nutrition: Evidence from Historical and Contemporary Populations Laura R. Woliver The Political Geographies of Pregnancy     

Benjamin Constant on Government Measures to Influence Population Growth

The present‐day political tension between social and economic conservatives on the proper role of government in social life has roots that go back to the Enlightenment. Social conservatives wish to see their views of morality embodied in legislation; economic conservatives—liberals, in the classical meaning of that term—oppose any such intrusion as an infringement on individual liberty. Among the classical liberals, such as Locke, Montesquieu, Adam Smith, and Madison, should be numbered the Swiss‐born political philosopher Benjamin Constant (1767–1830). Constant's major political work, Principes de politique applicables à tous les gouvernements (1810), is an eloquent defense of freedom and privacy. “There are things about which the legislature has no right to make law,” he wrote, “areas of individual existence in relation to which society is not entitled to have any will.” Population is adduced as one illustration, a case where government interference, even if well‐intentioned, is almost always for the worse. The outcome to be avoided, as he saw it, was depopulation. “All detailed legislation, the prohibition on celibacy, the stigmatizing, the penalties, the rewards for getting married—none of these artificial means ever achieves the purpose envisaged…” In sum, “When the vices of government do not put obstacles in the way of population, laws are superfluous. When they do, laws are bootless.” Constant had a varied career, including a long affair and intellectual collaboration with the prominent writer Germaine de Staël and a significant political role in postrevolutionary France. His own writings included well‐received novels and a five‐volume history of religion. He published a work with virtually the same title as the 1810 Principes de politique in 1815, overlapping in content but much shorter, focused on constitutional issues. For a long time this was the only version existing in English (it is included, for example, in The Political Writings of Benjamin Constant [Cambridge University Press, 1988]). A translation of the 1810 book, based on a modern French edition edited by Etienne Hofmann (Librairie Droz, Geneva, 1980), appeared only in 2003: Principles of Politics Applicable to All Governments, translated by Dennis O'Keeffe (Indianapolis: Liberty Fund). The extract below comprises the chapter “On government measures in relation to population” from Book XII (pp. 260–266), reprinted by permission of Librairie Droz.     

R. F. Harrod on Reviving the Birth Rate

Continuing below‐replacement fertility and projected declines in population size are demographic features of many European countries and Japan. They are variously met with complacent acceptance, calls for higher rates of immigration, or—often last and least—proposals for increasing the birth rate. Fertility was also low in the 1930s, and some of the policy debate from that period resonates today. In England and Wales, fertility then had been declining for half a century. Over the decade 1931–40, it averaged 1.8 children per woman—moreover, with net emigration. Worries over this situation and its likely consequences led to the setting up in 1944 of a Royal Commission on Population, charged with considering “what measures, if any, should be taken in the national interest to influence the future trend in population.” In a memorandum submitted to the Commission in that year, the economist R. F. Harrod set out a detailed proposal to encourage childbearing through a scheme of family endowments. Part of the introductory section of Harrod's submission, arguing the case for state intervention and for material rather than ‘spiritual’ measures, is reproduced below. An evident problem in offering economic incentives for childbearing is that, to induce a given behavioral change, well‐off families would require much larger incentives than the poor. Hence child endowments that aspire to effectiveness across the income distribution have to be skewed toward the upper end. Harrod argues that this is as it should be, that policy should establish neutrality between large and small family sizes, and that this is a conceptually separate issue from poverty alleviation. ‘We should seek a re‐distribution of national income favourable to the parents of larger families and the plan should be put into effect whether or not another re‐distribution as between rich and poor is proceeding at the same time.’ He remarks on the implausibility of the government's being able to ‘talk up’ fertility— thereby generating some kind of costless ideational change, a ‘spiritual aufklärung.’ Later pans of the submission not reprinted here cover the specific details of the proposal. The proposed annual benefit per child (intended for every child after the second, with half‐rates payable for the second child) is paid for 18 years. It is substantial and increases with the child's age—at ages 13–18, for most of the income range it amounts to 20–30 percent of the father's income (or mother's, if hers is higher). Harrod also discusses further the rationale for making the endowments (and the compulsory contributions—a flat 5 percent of income—that finance them) proportional to income. To make his case Harrod draws on the dysgenic and population‐quality arguments popular at the time: worry about ‘race decline’ and ‘a general lowering of standards and of efficiency if the parents who are best equipped in experience, knowledge and culture are relatively infertile.’ In the event, the Commission recommended a flat schedule of family allowances, together with tax exemptions for dependent children calculated to provide some income‐based benefit. These were justified on population as well as equity and welfare grounds, ‘since the handicaps of parenthood have played a large part in the fall of average family size below replacement level.‘ Population quality issues—the subject of several other submissions—were sidestepped by calling for further research. By the time the Commission's report was finally published, in 1949, the baby boom was well underway: average fertility over 1946–50 was 2.4. Roy Forbes Harrod (1900–78) was one of the foremost economists of his day. His career was largely spent at Christ Church College, Oxford. A student and sometime colleague of Keynes, his best‐known early work was centered on identifying a dynamic equilibrium growth path for the economy—building on Keynes's static equilibrium analysis. As stylized (by others), this came to be called the Harrod‐Domar growth model, a formulation basic to growth theory. Harrod was editor of the Economic Journal for the period 1945–66. He was active in politics and as an economic adviser to both Labour and Conservative governments. He was knighted in 1959. The extract is reprinted from volume 5 of the Papers of the Royal Commission on Population (London: His Majesty's Stationery Office, 1950), pp. 80–85.     

Captain George Henry Lane‐Fox Pitt‐Rivers and the Prehistory of the IUSSP

Captain George Henry Lane‐Fox Pitt‐Rivers, Secretary General of the International Union for the Scientific Investigation of Population Problems (IUSIPP, 1928–ca. 1942), the precursor of today's International Union for the Scientific Study of Population (IUSSP, 1947–present), was a central figure in population science during the 1930s. With his pro‐Nazi activism, anti‐Semitism, Red‐baiting, and failure to leave any intellectual mark of consequence, he is an idiosyncratic and in some ways unattractive subject. However, an examination of Pitt‐Rivers's role as Secretary General reveals a wealth of information about the IUSIPP as it lurched toward collapse. It casts light, as well, on the struggle for scientific legitimacy between eugenic racialists and reformers in the 1930s, a struggle in which he played a controversial and divisive role. Using a combination of newly discovered and old archival material, this article traces Pitt‐Rivers's involvement with the Union, the British eugenics establishment, Nazi population science, and far‐right British politics during this turbulent decade when demography emerged as an international discipline.     

J. R. Hicks on the Economics of Population

Sir John Hicks (1904–89), professor of political economy at Oxford University from 1952 to 1965, was one of the foremost economists of his time, making notable contributions to the theory of wages, general equilibrium theory, and welfare economics. He received (jointly with Kenneth Arrow) the 1972 Nobel prize in economics. Value and Capital (1939), his best-known book, is held as a classic; his 1937 exegesis of Keynes's General Theory has long been a staple of undergraduate economics. Population does not figure appreciably in his writings, although an almost offhand footnote attached to the concluding paragraph of Value and Capital suggests that it could have: “[0]ne cannot repress the thought that perhaps the whole Industrial Revolution of the last two hundred years has been nothing else but a vast secular boom, largely induced by the unparalleled rise in population.” (He added: “If this is so, it would help to explain why, as the wisest hold, it has been such a disappointing episode in human history.”) In his late work, A Theory of Economic History (1969), however, the principal driving force in economic development is depicted as the expansion of markets. A sustained discussion of the topic of population by Hicks is contained in one of his earlier books. The Social Framework: An Introduction to Economics (Oxford University Press, 1942). Chapters 4 and 5 of this book treat “Population and Its History” and “The Economics of Population”; one of the appendixes is “On the Idea of an Optimum Population.” Chapter 5 and this appendix are reprinted below. The Social Framework was written as an introductory text, although its lucid style characterized all of Hicks's work. It covered both theory and applications with particular attention to the then novel subject of national accounting. Hicks described the book as “economic anatomy” in contrast to the “economic physiology” of how the economy works. Chapter 5 gives equal attention to under- and overpopulation, both seen as posing dangers. The Preface to the 1971 (fourth) edition of The Social Framework notes that the population and labor force chapters “have been rather substantially altered—to take account of the curious things that have happened in these fields (which one might have expected to be slow moving).” In 1971 he is more cautious than in 1942 about suggesting that slowing population growth might have been a factor in the 1930s depression, and readier to admit of countries where “a continuing rise in population, even while there is some continuing agricultural improvement, is likely to lead in the end to unemployment and destitution.” The appendix on optimum population was retained through all editions.     

Population in the UN Environment Programme's Global Environment Outlook 2000

Most specialized agencies in the United Nations system have taken to compiling a periodic status report on their field. The UN Environment Programme (UNEP) issued the first in a proposed biennial series in 1998, titled Global Environment Outlook‐1 or GEO‐1. The second in the series, Global Environment Outlook 2000, was published in 1999. GEO‐2000 is described by the UNEP's Executive Director, Klaus Töpfer, in the foreword as “a comprehensive integrated assessment of the global environment at the turn of the millennium… [and] a forward‐looking document, providing a vision into the 21st century.” Its status, however, is rendered uncertain by the printed caution that “The contents of this volume do not necessarily reflect the views or policies of UNEP or contributory organizations.” GEO‐2000 paints a generally bleak picture of environmental trends. It evidences a wide array of particulars (“In the Southern Ocean, the Patagonian toothfish is being over‐fished and there is a large accidental mortality of seabirds caught up in fishing equipment”), but perhaps of more import are its statements about the root causes of environmental problems and what must be done. The excerpts below reflect some of these general views as they pertain to population. They are taken from the section entitled “Areas of danger and opportunity” in Chapter 1 of the report, and from the section “Tackling root causes” in Chapter 5. High resource consumption, fueled by affluent, Western lifestyles, is seen as a basic cause of environmental degradation. Cutting back this consumption will be required, freeing up resources for development elsewhere. Materialist values associated with urban living are part of the problem, given the concentration of future population growth in cities. And “genuine globalization” will entail free movement of people as well as capital and goods, thus optimizing “the population to environmental carrying capacity.” Some of these positions are at least questionable: the supposed “innate environmental sensitivity of people raised on the land or close to nature,” or the aim of “globalization of population movements.” The latter does not appear in the recommendations, perhaps because of an implicit assumption that the effect of open borders on environmental trends is unlikely to be favorable. (For an earlier statement of the same sentiment—from 1927—see the comments by Albert Thomas, first director of the ILO, reproduced in the Archives section of PDR 9, no. 4.)     

Edward Alsworth Ross on Western Civilization and the Birth Rate

A declining trend in fertility had taken hold in Western Europe, North America, and Australia in the late nineteenth and early twentieth century, attracting much social scientific interest and public policy concern. Explanations advanced at the time—for example, in the writings of John S. Billings, Lujo Brentano, Arsène Dumont, Adolphe Landry, and F.W. Taussig—mostly posited multiple causes and in many respects anticipated the arguments subsequently made by the theorists of “demographic transition” in the 1940s and 1950s. A prominent figure who should be added to the names just mentioned is the American sociologist Edward Alsworth Ross (1866–1951). Ross's account of fertility decline is best captured in his article, “Western civilization and the birth‐rate,” American Journal of Sociology, volume 12, no. 5 (March 1907), pp. 607–632, which is excerpted below. Writing in a vigorous and fluid style, he gives weight to the lessening of class divisions offered by democracy, the “newly awakened wants” that crowd out children, the emancipation of women, the decay of religious authority, and the numerous elements of modern life that “enthrone reason over impulse” and hence make for enlightened foresight. In the parts of the article not reprinted, Ross discusses the then widespread worries about the implications of differential fertility—the possible dysgenic effects within nations and the prospective demographic marginalization of the West as a whole (requiring “the bristling frontiers between peoples and races” to remain in place until the economic gaps are narrowed). In an acute and prescient comment on Ross's article, published in the same issue of AJS, the demographer Walter F. Willcox (1861–1964) remarked on the prospect of the fertility decline going too far, with individual interests diverging from the interests of society:

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SHORT REVIEWS

Books reviewed in this article: Lourdes Benería with Savitri Blsnath (eds.), Gender and Development: Theoretical, Empirical and Practical Approaches Margaret Jolly and Kalpana Ram (eds.), Borders of Being: Citizenship, Fertility, and Sexuality in Asia and the Pacific John Loxley, Interdependence, Disequilibrium and Growth: Reflections on the Political Economy of North‐South Relations at the Turn of the Century William Petersen, From Birth to Death: A Consumer's Guide to Population Studies Zeba Ayesha Sathar and James F. Phillips (eds.), Fertility Transition in South Asia M. A. B. Siddique (ed.), International Migration into the 21st Century: Essays in Honour of Reginald Appleyard Ewa Tabeau, Anneke van den Berg Jeths, and Christopher Heathcote (eds.), Forecasting Mortality in Developed Countries: Insights from a Statistical, Demographic and Epidemiological Perspective Arne Tostensen, Inge Tvedten, and Mariken Vaa (eds.), Associational Life in African Cities: Popular Responses to the Urban Crisis United Nations Population Fund, The State of World Population 2001. Footprints and Milestones: Population and Environmental Change     

Sidney Webb on the Penalization of Parenthood

The costs of educating and socializing children to take on adult roles in the economy and society are borne in part by their parents and in part, recognizing the substantial public‐good element involved, by the community or the state. The size of that public subsidy and how it is allocated across families of different incomes potentially affect decisions on childbearing—that, at least, is the assumption behind one category of measures seeking to raise fertility where it is very low. That the arguments underlying this area of social policy are of long standing is shown by the statement reproduced below by the prominent British socialist Sidney Webb. It is his evidence before the National Birth‐rate Commission, delivered on July 8, 1918. The Commission was set up in 1913 by the National Council of Public Morals, a self‐appointed group of prominent citizens. It issued a widely read report, The Declining Birth‐Rate: Its Causes and Effects, in 1916. However, the continuing drop in the birth rate (from 24 per 1000 in 1913 to 18 in 1918) led to calls for further investigation and to a reconstituted Commission. One of the terms of reference for this second deliberation was to consider “the economic problems of parenthood in view of the rise of prices and taxation and their possible solutions.” Sidney Webb's statement takes up this matter with characteristic clarity and conviction. Webb is exercised both by the overall deficit of births and, more particularly, by its disproportionate weighting among “the prudent and responsible, and those capable of foresight.” (This eugenic concern is spelled out more strongly in his 1907 Fabian Tract, The Decline of the Birth‐rate.) Various ways in which “the economic penalisation of parenthood might be mitigated” are considered, including free schooling, public housing, and abolition of the “marriage penalty” in income tax. But he puts most store in “some system of universal endowment of children during their period of complete dependence.” (In its subsequent report, the Commission declined to recommend any such scheme.) Webb's proposals prefigure many of the social policies later adopted in European welfare states—with at best seemingly modest influence on fertility. Sidney Webb (1859–1947) was a significant figure in the history of social democratic thought in Britain. He was an early member of the Fabian Society and one of the group that in 1895 established the London School of Economics. As a member of Parliament in the 1920s, he held ministerial posts in the first two Labour governments. In collaboration with his wife Beatrice, Webb was a prolific writer on social problems and policies—notably trade unionism, local government, and Fabian socialism. The text below is taken from Problems of Population and Parenthood [Being the Second Report of and the chief evidence taken by the National Birthrate Commission, 1918–1920.], London: Chapman and Hall, 1920.     

Oswald Spengler on Cosmopolis and Depopulation

Historians are professionally averse to grand civilizational themes, especially where predictions may be entailed. The German historian Oswald Spengler (1880–1936), whose membership in the academic fraternity of his discipline has often been questioned, was an exception. His two‐volume magnum opus. The Decline of the West, published in 1918 and 1922 (English translation, 1928), in its time attracted much public and professional attention. (It remains in print.) It presents an enormously ambitious tableau of universal history seen as the unfolding of the fates of eight cultures, with a focus on four main strands: Indian, Classical, Arabian, and Western. In Spengler's interpretation, imbued with cultural and historical pessimism, the West was exhibiting symptoms found in earlier civilizations in decline. “Civilization,” in Spengler's vision, was a stage that follows cultural flowering—creative manifestations of the culture's unique soul expressed in art and thought. Civilization's preoccupation is with the enjoyment of material comforts; the sequence from “culture” to “civilization” represents the very antithesis of progress. Spengler saw the West as having entered that latter phase in the nineteenth century: a phase in which, in the words of the synoptic chart appended to Volume 1 of The Decline of the West, “The body of the people, now essentially urban in constitution, dissolves into formless mass.” Urbanism, the emergence of “megalopolis,” or “cosmopolis“—the world city—is a distinguishing and crucial feature of that declining civilization. A passage (section V, including some translator's notes) from the chapter titled The Soul of the City in Vol. II of The Decline of the West, which has the subtitle Perspectives of World History, is reproduced below. It offers arresting characterizations of the morphology of urban forms and of the rise of the world city. As longer‐term consequences (for the West “between 2000 and 2200”) Spengler foresaw the “formation ofCeasarism”; “victory of force‐politics over money”; “increasing primi‐tiveness of political forms”; and “inward decline of the nations into a formless population, and constitution thereof as an Imperium of gradually increasing crudity and despotism.” As to demographic consequences, Spengler highlights the emerging “sterility of civilized man“—“an essentially metaphysical turn toward death.”“Children do not happen, not because children have become impossible, but principally because intelligence at the peak of intensity can no longer find any reason for their existence.”“Prudent limitation of the number of births” eventually leads to a “stage, which lasts for centuries, of appalling depopulation.” Immigration apart, the time scale specified by Spengler for depopulation—“for centuries”—may be seen today as relatively cautious. Should Europe's current period fertility level—slightly below a TFR of 1.4—be translated into cohort performance, it would yield an intrinsic annual rate of population growth of roughly ‐1.5 percent. Within 200 years, such a growth rate would reduce a population to 5 percent of its original size. From The Decline of the West: Volume 2 by Oswald Spengler, translated by C. F. Atkinson, copyright 1928 and renewed 1956 by Alfred A. Knopf, a division of Random House, Inc. Used by permission of Alfred A. Knopf, a division of Random House, Inc.     

Alvin Hansen on Economic Progress and Declining Population Growth

The driving forces of economic growth, according to the mainstream of classical economic thinking, are threefold: technological innovations, the opening up of new territories and discovery of new resources, and increase in population. In interaction, in an entrepreneurial market economy, these forces generate growth not only in the aggregate but also per capita. Evidence of their power was seen in the long stretch of rising living standards in the West over the nineteenth century, despite the ups and downs of the business cycle. However, the economic experience of the interwar years, and in particular the Great Depression of the 1930s, suggested that the forces were largely spent and hence that future economic prospects were gravely imperiled. The Keynesian revolution in economics was a response to the evident malfunctioning of the capitalist economic system, although the policy recipes it offered (for increasing demand and investment to levels capable of generating an equilibrium consistent with full employment of productive resources, especially labor) by no means commanded unanimity. The most prominent American contributor to and spokesman for the new line of economic analysis—often called “the American Keynes”—was Alvin H. Hansen (1887–1975), who took up his professorship of political economy at Harvard in 1937, just after the appearance of Keynes's General Theory. In that post, which he held until his retirement in 1956, he was one of the most influential economists of the era as a theorist, policy adviser, and teacher. Hansen interpreted the economic problems of the 1930s not just as the manifestation of a particularly sharp cyclical downturn, but as evidence of secular stagnation caused by the closing of the economic frontier, sluggishness in technological innovation, and, not least, “a drastic decline in population growth.” This “stagnation thesis” is most succinctly set out in his presidential address to the American Economic Association, delivered in Detroit, 28 December 1938, under the title Economic Progress and Declining Population Growth. The address is re‐produced below from the March 1939 issue of the American Economic Review. (The opening paragraphs of the address, and two paragraphs, immediately preceding the closing paragraph, in which Hansen discusses changes in US national income in the 1930s, have been omitted.) Hansen's analysis of the effects of declining population growth in many ways echoes the thesis set out by Keynes in his seminal Galton Lecture delivered to the Eugenics Society in 1937 (reprinted in the Archives section of PDR 4, no. 3): a demographic slowdown decreases opportunities for profitable investments and increases levels of attempted saving, hence pushes the economy toward a low‐growth equilibrium at which resources are underutilized and unemployment is high. Hansen puts special emphasis on demographically induced shifts in the composition of output. He suggests that, beyond its direct positive effect on investment and output, population growth also has an indirect enhancing effect on these factors by facilitating technological progress–contrary to the “older Malthusian view.” In his policy proposals Hansen was more interventionist than Keynes, advocating a more intrusive government role in the economy as a possible means of escaping the vicious cycle of low demand and high unemployment. As to government action to reverse demographic trends seen as deleterious, neither Keynes nor Hansen argued for policies to increase fertility, presumably because they saw them as both inappropriate and, in comparison to remedial economic policy measures, inefficient or unfeasible. The demands of the war economy in the years following Hansen's address took care of the employment problem, and the immediate postwar decades brought the stimuli of pent‐up consumer demand, an outpouring of technological innovations, a reopening of the economic frontier produced by a more liberal trade regime, and, also, an acceleration of population growth. The result was rapid overall economic growth and increasing levels of per capita income. Keynesian demand management played some role in this economic success story: by the end of the 1960s even US President Richard Nixon pronounced himself a Keynesian. But it offered no remedy for the stagflation that eventually followed. The growth‐promoting recipes favored in the last decades of the century (especially in the most successful developing economies) were anything but Keynesian: limited government, fiscal restraint, and globalization. Yet recent and anticipated demographic trends, especially in Europe—notably fertility decline and population aging—make Hansen, once again, interesting reading. Commitments of the modern welfare state for health care, retirement pensions, and job security command wide approval, but they have boosted governments' weight in the economy and made labor markets inflexible, unemployment high, and retirement early—developments that may increasingly impose a brake on economic growth and on improvements of living standards. Reform measures to ease these burdens are, in principle, straightforward, but their immediate social costs are heavy and their rewards are delayed, hence resistance to reform is strong and growing. This is likely to stimulate the search for alternative policies that offer politically more palatable tradeoffs—some of which may turn out to have an unmistakably Hansenian flavor. As to future population trends, Hansen, despite his reference to a “drastic decline in population growth” based on a comparison of nineteenth‐ and twentieth‐century Western demographic change, envisaged a convergence to a stationary population or a tendency toward very slow decrease. Yet some economies are already locked into a demographic pattern that augurs sharper declines and more rapid population aging, enhancing the relevance of the issues posed by Hansen. In Germany, for example, in the absence of immigration, the population between ages 20 and 40 will decline from 21.6 million in 2005 to 16.3 million in 2025—a drop of 23 percent. Over the same time period, the population aged 60 and older will grow from 20.5 million to 25.8 million—an increase of 26 percent. Serious efforts to slow population decline and retard population aging by stimulating fertility would of course add another major burden to government budgets.