Malthusian Dynamics in a Diverging Europe: Northern Italy, 1650–1881

Recent empirical research questions the validity of using Malthusian theory in preindustrial England. Using real wage and vital rate data for the years 1650–1881, I provide empirical estimates for a different region: Northern Italy. The empirical methodology is theoretically underpinned by a simple Malthusian model, in which population, real wages, and vital rates are determined endogenously. My findings strongly support the existence of a Malthusian economy wherein population growth decreased living standards, which in turn influenced vital rates. However, these results also demonstrate how the system is best characterized as one of weak homeostasis. Furthermore, there is no evidence of Boserupian effects given that increases in population failed to spur any sustained technological progress.     

Population growth,farmland, and the long-run standard of living

This paper studies the natural-resources element in the theory of population growth over the very long run. In the context of the stock of land and Malthusian crises in earlier times, the model shows how resources have become more available rather than more scarce, even as population and income have increased.The paper sketches a mechanism which, added to the Malthusian system, leads to entirely different conclusions than does the Malthusian system. Using the illustration of food and land, change in knowledge and hence in the stock of resources is made a function of the stock of knowledge and the price of resources. The speed of adjustment depends on the economic and social climate for the development of new knowledge. Population growth first raises food and land prices, which then stimulate the creation of new resources, eventually leading to less scarcity of resources and lower prices than originally prevailed.That is, population growth creates new problems which in the short run constitute additional burdens which, in the longer run, lead to new developments that leave people better off than if the problems had never arisen.This paper benefitted from being presented in earlier draft at a Population Association of America meeting, to the Economic History workshop at the University of Illinois, and to a seminar of the International Union for the Scientific Study of Population in New Delhi. We appreciate valuable comments on earlier drafts from Stanley Engerman, E. L. Jones, William McNeill, and two anonymous referees. Gunter Steinmann acknowledges financial support from the Volkswagen Foundation and a travel grant from Fulbright Commission.     

The effect of housing on migrations in Israel: 1988-1994

The analysis of 1988–1994 statistical data indicates that the population of Israel simultaneously moves in two opposite directions: while the initial distribution of new immigrants is primarily focused on the areas where jobs are available, the existing population of these areas tends to move outward, to the less populated districts where housing is more available and affordable. The paper thus argues that the heterogeneity of the population is indeed a crucial consideration for the proper modeling of migration behavior. It is also argued that a) the effect of housing construction on the patterns of in-country migration appears to be attenuated, and b) the low attractiveness of peripheral districts of the country to the new immigrants is mainly caused by a lack of jobs rather than by low rates of housing construction or the harsh climatic conditions of these areas. Received: 22 January 1997 / Accepted: 12 January 1998     

Population: Past growth and future control

This paper is the opening chapter and demographic context of a forthcoming book onThe World's Food. It offers a summation of the Malthusian perception of food and population, an overview of population growth in history and the role of the demographic transition. The varying experiences of developing countries in bringing down the birth rate are examined and used as a basis for projecting future population growth.     

The malthusian theory in pre-civil War America

Abstract Malthusian pessimism was singled out as the most vulnerable expression of the dominant, classical school of economics. Boston idealists, who saw the Malthusian concept as 'a curb to all reform', searched for a rebuttal in the study of institutional economics. The Pennsylvania protectionists, centred about Henry C. Carey, attacked the Malthusian concept as a barrier to the proposed 'American system' which was designed to increase population densities by promoting industrial growth. The fusion of these two schools of thought with the Free Soil elements in the Republican party brought about what many at the time considered a decisive defeat of the Malthusian philosophy in America. Clearly this was not so, for Malthus was never more popular than in post-Civil War America. Why this was so is the subject of this paper. There are various possibilities: The growing influence of Spencer, Mill and Darwin was certainly a factor, and four years of civil bloodshed appear to have reconciled many to the tragic view of life found in the Malthusian concept. Also, the wagefund doctrine was widely accepted during this period of industrial growth. Whatever the reasons, Malthus again proved his curious vitality after being buried by his enemies.     

Mathematical investigations of the escape from the Malthusian trap

We present a simulation model that synthesizes Malthusian and Boserupian notions of the way population growth and economic development were intertwined. The non‐linear stochastic model consists of a system of equations whose dynamics culminate in an industrial revolution after hundreds of iterations. The Industrial Revolution can thus be conceptualized as a permanent “escape”; from the Malthusian trap that occurs once the economy is capable of permanently sustaining an ever growing population. We investigate the conditions for such an escape and their sensitivity to the parameters of the model. This is done in an attempt to understand why some economies might have had difficulties escaping from the Malthusian trap (in contrast to the European experience in the eighteenth and nineteenth centuries). Our results show that the likelihood of an escape is sensitive to the savings rate and to the output elasticities of the two sectors of the economy. When not in a subsistence crisis, the chances that an escape will occur increase for larger values of the ratio of the savings rate to the growth rate of the population. The chances of an escape also increase substantially for larger values of the output elasticities of labor.     

Production functions and population theory

The persistence of the population problem in many developing countries' especially in Asia, must mean that the relation between population trends and productivity has to be kept continually under review. In recent years the economists' interest in this relation has shifted away from the Keynesian stagnation analysis, with its emphasis on the influence of population trends on the level and composition of consumption and investment, to a reconsideration of their influence on production. It is a striking testimony to the influence of Malthus that his theory is still under active consideration and that it frequently serves as starting point, as it does for Professor Belshaw, for an analysis of the economics of population. Divorced from its particular context, in which value judgements particularly distasteful to many commentators abound, and reformulated in terms of modern production theory, it clarifies the main issues, by showing what facts are required and what logic demands in order to provide a useful answer to practical problems of policy. Readers of the first two chapters of Professor Buquet's book will find ample confirmation of the sterility of much of the debate regarding optimum populations which developed largely from differences of opinion about definitions of “good” and “bad” economic criteria for policy than from faults in logic. The debate continues and the posthumous career of Parson Malthus still occasions even personal abuse! It would be difficult, however, to accuse Professor Belshaw of taking sides in the Malthusian debate. He takes the Malthusian analysis for what it is worth, shows where it fits the facts and where it does not, provides convincing evidence of a Malthusian problem in Asia by a skilful round-up of well presented statistics, and then, instead of committing himself to a forecast of what is likely to happen in Asia, he illustrates through the modern theory of production what are the pre-conditions for a removal of the population problem. This is surely a sensible procedure and contrasts favourably with the sibylline utterances of a number of distinguished amateur social scientists.     

Malthusian models and Chinese realities: the Chinese demographic system, 1700-2000

This article summarizes major recent findings on Chinese demographic behavior and outlines their relevancy for the Malthusian model of comparative population dynamics and Chinese population in particular. Specifically, it considers four distinctive and persistent features of Chinese behavior during the last 300 years—high rates of female infanticide and abortion, high rates of bachelorhood, low marital fertility, and high rates of male and female adoption–and discusses the origins and implications of such a demographic regime for Chinese economic and social development. Contrasting Chinese demographic behavior with European demographic behavior, the article argues the existence of a demographic system and a demographic transition different from current Malthusian and neo-Malthusian models, and the existence of a system regulating collective demographic behavior in ways distinctly different from Western experience.     

Population and development redux

The effects of population growth on long-term economic development are obviously important. This paper introduces new predictions from a general Malthus-Boserup model of population growth and ideas-based technological change. It also tests these predictions using numerous data sources, empirical specifications, and sample periods. Time series tests reveal that the empirical associations that hold true in the modern era are completely reversed in pre-modern samples. Inferences drawn from the pre-modern population growth of geographically isolated populations are also reversed when relevant controls are taken into account. While there is a clear break with Malthusian theory, in general, and especially outside of the modern era, there is no unequivocal evidence supporting Boserupian views. An alternative model consistent with transitional demographic patterns is briefly discussed.     

Theory of population and modern economic analysis. II

A previous article showed that it was possible to make the Malthusian analysis of population more general without abandoning its original framework. The second article examines the underlying assumptions of the analysis more closely in the light of contemporary economic theories, and considers its application to world population problems.     

Mathematical investigations of the escape from the Malthusian trap

"We present a simulation model that synthesizes Malthusian and Boserupian notions of the way population growth and economic development were intertwined. The non-linear stochastic model consists of a system of equations whose dynamics culminate in an industrial revolution after hundreds of iterations. The Industrial Revolution [in Europe] can thus be conceptualized as a permanent 'escape' from the Malthusian trap that occurs once the economy is capable of permanently sustaining an ever growing population. We investigate the conditions for such an escape and their sensitivity to the parameters of the model....Our results show that the likelihood of an escape is sensitive to the savings rate and to the output elasticities of the two sectors of the economy. When not in a subsistence crisis, the chances that an escape will occur increase for larger values of the ratio of the savings rate to the growth rate of the population. The chances of an escape also increase substantially for larger values of the output elasticities of labor." (SUMMARY IN FRE)     

A model on the escape from the Malthusian trap

We consider a demoeconomic model where output is produced using physical capital, human capital and technology as inputs. Human capital depends on the number of people and the level of education in the economy. The dynamics of labour, physical capital, education and technology are endogenously determined such as to reflect the interdependence between economic and demographic factors. The longrun path of the economy and in particular the possibility to escape the Malthusian trap crucially depend on technological progress, which provides for economy wide increasing returns to scale. The build up of technology is positively related to the stock of human capital. Our model predicts that positive population growth is sufficient to escape the Malthusian trap. Received: 22 August 1996 / Accepted: 11 December 1997     

On some theoretic issues about planned control of population]

There are basic differences between Marxian and Malthusian population thought: 1) For Marx, population is a social phenomenon--human reproduction belongs to social production and population laws are social laws influenced by the means of production. Marx recognized that human reproduction had both a natural and a social relationship, but Malthus population theory only acknowledges the natural relationship of human reproduction. Malthus believed that if population grows without interference, it will double every 25 years, or geometrically. It is evident Malthus substituted biological possibilities for the objective inevitability of population evolution, and natural population laws for social population laws. 2) Marx believed that social production is the unification of material production and human reproduction. Material production is controlled and necessitates control of human reproduction. For Malthus, the growth of the means of subsistence never catches up with the growth of the population, but Marx said that even though land is limited, the development of production forces is limitless. Marxist theory postulates that man is basically a producer, but that population must be planned because not everyone is a producer (e.g., children and the unskilled). 3) Malthus believed that in capitalistic countries unemployment, famine, and poverty stem from too many births by the laboring class, i.e., population determines the economy. The only solution to population problems is to have fewer children. For Marx, economics determines population problems.     

Malthus and the Philippines

Jose D. Drilon, Jr., president of Food Terminal, Inc., and a former undersecretary of the then Department of Agriculture and Natural Resources in the Philippines, attributes the widening gap between food supply and demand in developing countries to the high rate of population growth and to the inability of poor countries to produce more food. This situation, in which many countries are facing hunger, was predicted by Thomas Robert Malthus as early as the 16th century. The primary concern of Malthus was the problem of making the food supply keep pace with a constantly growing population. The question arises as to how reliable is Malthusian theory. According to Drilon, Malthus was correct in predicting that population would expand at a rate not previously imagined but that the other aspects of Malthusian theory might not hold true due to the intervention of human beings. For example, it is hoped that the imbalance between population growth and food production can be minimized in the future. In the Philippines there is good reason to be concerned about the validity of Malthusian theory. Although the country's growth rate has been reduced from 3.01% in 1970 to 2.6%, it is still quite high. However, the Philippines has actually been producing sufficient food to feed its population. To make the Philippines self-sufficient in rice, the government initiated the Masagana 99 program in May 1973. Technical and material resources from the public and private sectors were provided to aid rice producers. A nationwide information campaign was also launched to familiarize the farmers with the new methods of rice culture. Masagana 99 has been costly but effective. Since the launching of the program, rice production in the Philippines has been increasing at 7% a year. The government is now using the Masagana 99 formula to increase the production of other crops.     

Institutionalized motivation for fertility limitation in China

Abstract After initial misgivings based on orthodox Marxist ideology regarding population control, the People's Republic of China officially came out in favour of population limitation. The government denies the dire Malthusian prophecy that population will outstrip China's supply of food and natural resources. Instead it supports population limitation to ease the costs of economic growth, which under Chinese conditions requires a strong labour force and a concentration of capital in productive enterprises rather than a high rate of consumption. By applying the experience of the developed nations, China has reduced pre-industrial levels of mortality and morbidity. This has decreased the expense to society of a non-productive populace which dies before it repays the costs of its upbringing and training. As a result, China undoubtedly has a high rate of population growth. Lower fertility will lessen the proportion of children to adult workers and will release females for employment; for these reasons the government advocates fertility control. Observers lack data from the two national censuses (1953-54 and 1964) and registration system to assess China's success in fertility reduction. Instead the patterns of social mobility and social control which shape reproductive motivation must be evaluated. In so doing I address myself to one main question: how has China's approach to economic development in the past five years affected the motivation of her youth to reduce fertility?     

Induced population growth and induced technological progress: their interaction in the accelerating stage

"A simple model of Malthusian population growth combined with population-induced technological progress generates accelerating growth. The model may be relevant for a first stage of growth in which natural resource limitations can be overcome through technological progress; it is not applicable to a later stage in which resource constraints are more resistant. Parameter values are roughly inferred from historical experience." (SUMMARY IN FRE)     

Demography in China: from zero to now

After 20 years of neglect the study of population and demography in China have come to be considered imperative. China has even accepted $50 million from the UN Fund for Population Activities to defray the cost of the 1982 census and help pay for action, training, and research programs. Institutions directed toward population studies have been established in many provinces during the 1970s. The principal types are population training and research institutes and offices within institutions of higher learning. In addition institutes outside the system of higher education and special units of population studies in various medical colleges were initiated. Between 1957-77 the large increase in population began to cause economic problems which were not admitted until the late 1970s. Since 1979 the country's efforts to lower the level of fertility have been organized in major policy statements calling for 1 child/couple and a rate of natural increase causing zero population growth by the year 2000. The Institute of Population Research was created in 1974 and it has provided population projections that have helped form population policy with a major focus on historical stages of growth in China as well as counteracting the lopsided population optimism which existed earlier. In 1978 a conference was held on the science of population theory which identified areas for study such as: 1) population and economics, 2) capitalist population theories, 3) population policies, 4) family planning and economics, and 5) population problems in foreign countries. The author describes some of the literature which was published after the 1978 conference and the reappearance of academic journals in 1979 as well as the 1979 conference. 1980 and 1981 studies dealt with such topics as debates on Malthusian theory, zero population growth, urban and rural populations, historical demography, housing, employment, health improvement of the population, minorities, and fertility determinants. Chinese scholars have also begun to cooperate with their foreign colleagues in a variety of studies. In order to illustrate the wide variety of directions which Chinese population studies are taking the author provides a bibliography of population studies from 1977-81.     

The dependence of marriage migrations in Japan on personal factors and ecological variables

"The purpose of this paper is to explain the interprefectural migrations at marriage in Japan by personal factors and ecological variables, using a multivariate statistical model called the nested logit model....The research is based on the micro data from a national survey on the life-course migration history of household heads and spouses, conducted in 1986 by the Institute of Population Problems in the Ministry of Health and Welfare...." Factors considered include partners' prefecture of residence, coresidence with parents, nativity, education, sibling status, period of marriage, income, gender, employment, and population density. (SUMMARY IN FRE)     

Stable, semi-stable populations and growth potential

Abstract Starting from the definition of a Malthusian population given by Alfred J. Lotka, the author recalls how the concept of stable population is introduced in demography, first as a particular case of stable populations, and secondly as a limit of a demographic evolutionary process in which female age-specific fertility rates and age-specific mortality rates remain constant. Then he defines a new concept: the semi-stable population which is a population with a constant age distribution. He shows that such a population coincides at any point of time with the stable population corresponding to the mortality and the fertility at this point of time. In the remaining part of the paper it is shown how the concept of a stable population can be used for defining a coefficient of inertia which measures the resistance of a population to modification of its course as a consequence of changing fertility and mortality. Some formulae are established to calculate this coefficient first for an arbitrary population, and secondly for a semistable population. In this second case the formula is particularly simple. It appears as a product of three terms: the expectation of life at birth in years, the crude birth rate, and a coefficient depending on the rate of growth and for which a numerical table is easy to establish.     

Bayesian population reconstruction of female populations for less developed and more developed countries

We show that Bayesian population reconstruction, a recent method for estimating past populations by age, works for data of widely varying quality. Bayesian reconstruction simultaneously estimates age-specific population counts, fertility rates, mortality rates, and net international migration flows from fragmentary data, while formally accounting for measurement error. As inputs, Bayesian reconstruction uses initial bias-reduced estimates of standard demographic variables. We reconstruct the female populations of three countries: Laos, a country with little vital registration data where population estimation depends largely on surveys; Sri Lanka, a country with some vital registration data; and New Zealand, a country with a highly developed statistical system and good quality vital registration data. In addition, we extend the method to countries without censuses at regular intervals. We also use it to assess the consistency of results between model life tables and available census data, and hence to compare different model life table systems.