人文社会科学研究过程中研究伦理的风险防控

基于研究主导权与研究能力的缺乏,人文社会科学研究者往往面临着各种研究伦理风险。现有研究主要关注实证研究风险与结果呈现风险两个方面,忽视了作为"总开关"的研究问题风险与极具科学性的研究设计风险。文章应用文献荟萃分析法,基于过程视角将研究伦理风险细分为研究问题风险、研究设计风险、实证研究风险和结果公开风险,根据意识与行为、局部与整体的内在关联将其归因于研究者缺乏风险防控意识,受到学术利益驱使,缺乏风险防控技巧以及缺乏总体防控观念,进而提出一系列风险防控对策。

Study on preventing and controlling the ethic risk in the process of humanities and social sciences research

Due to the lack of research leadership and research capacity, the researchers in humanities and social sciences often face various research ethical risks. The existing researches mainly focus on two kinds of risks, that is, empirical research risks and results presentation risks, and ignore the risks of problems selecting as master switch and the risks of scientific research design. By literature meta-analysis, this study divides the ethic risk into problem risk, design risk, empirical research risk and result disclosure risk with a perspective of process. It is attributed to lack of awareness of risk prevention and control, driving by academic interests, lack of risk prevention and control skills, and lack of overall prevention and control concepts based on the internal relationship of consciousness and behavior as well as part and whole. And then, a series of risk prevention and control countermeasures are proposed.