| 论证券内幕交易罪中的主观要件 |
| |
| 引用本文： | 张小宁,解永照.论证券内幕交易罪中的主观要件[J].太原理工大学学报(社会科学版),2011,29(2):16-20. |
| |
| 作者姓名： | 张小宁 解永照 |
| |
| 作者单位： | 1. 日本立命馆大学衣笠综合研究机构,日本京都
2. 山东警察学院学报编辑部,山东济南,250014 |
| |
| 摘 要： | 关于证券内幕交易罪的主观要件问题，中国法学界一直存在着“故意、过失说”、“故意说”与“直接故意说”的争论，从立法宗旨与证券交易实际出发，应坚持“故意说”，内幕交易罪只能由直接故意构成，而泄漏内幕信息罪可由直接故意或间接故意构成，并且本罪并非目的犯。在主观要素中，较难认定的是行为人对内幕信息的“明知”与“意图利用内幕信息”的故意，美国诸法中采用的以其他间接证据推定上述主观要素存在的做法颇有借鉴意义。
|
| 关 键 词： | 内幕交易罪 主观要素 明知 |
About the Subjective Elements of the Crime of Securities Insider Trading |
| |
| ZHANG Xiao-ning,XIE Yong-zhao.About the Subjective Elements of the Crime of Securities Insider Trading[J].Journal of Taiyuan University of Technology(Social Sciences Edition),2011,29(2):16-20. |
| |
| Authors: | ZHANG Xiao-ning XIE Yong-zhao |
| |
| Institution: | ZHANG Xiao-ning1,XIE Yong-zhao2(1.Ritusmeikan University Kinugasa Comprehensive Research Organization,Kyoto Japan,2.Shandong Police College,Jinan Shandong 250014,China) |
| |
| Abstract: | There have been some arguments about the subjective elements of the crime of securities insider trading between ＂the theory of intention and fault＂ ,＂the theory of intention＂ and ＂the theory of direct intention＂. According to the purpose of legislation and practice of securities trading, we should committed to ＂the theory of intention＂ , the crime of insider trading just can be constituted with direct intention,the crime of breach of insider information can be constituted with direct intention or indirect intention. The crime of insider trading isn＇t absichtsdelikte. The actor＇s ＂scienter＂ and ＂the intention of using insider information＂ is very difficult to be maintained,the method that uses other indirect proofs to presume in American cases is useful. |
| |
| Keywords: | the crime of insider trading the subjective elements scienter |
| 本文献已被 CNKI 维普 万方数据 等数据库收录！ |
