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Statistical methods for handling missing data to align with treatment policy strategy
Authors:Yun Wang  Wenda Tu  Yoonhee Kim  Susie Sinks  Jiwei He  Alex Cambon  Roberto Crackel  Kiya Hamilton  Anna Kettermann  Jennifer Clark
Institution:1. Office of Biostatistics, Center for Drug Evaluation and Research, FDA, Silver Spring, Maryland, USA;2. Analytics Data Science, Research & Development, Biogen Inc, Cambridge, Massachusetts, USA
Abstract:The International Council for Harmonization (ICH) E9(R1) addendum recommends choosing an appropriate estimand based on the study objectives in advance of trial design. One defining attribute of an estimand is the intercurrent event, specifically what is considered an intercurrent event and how it should be handled. The primary objective of a clinical study is usually to assess a product's effectiveness and safety based on the planned treatment regimen instead of the actual treatment received. The estimand using the treatment policy strategy, which collects and analyzes data regardless of the occurrence of intercurrent events, is usually utilized. In this article, we explain how missing data can be handled using the treatment policy strategy from the authors' viewpoint in connection with antihyperglycemic product development programs. The article discusses five statistical methods to impute missing data occurring after intercurrent events. All five methods are applied within the framework of the treatment policy strategy. The article compares the five methods via Markov Chain Monte Carlo simulations and showcases how three of these five methods have been applied to estimate the treatment effects published in the labels for three antihyperglycemic agents currently on the market.
Keywords:intercurrent events  missing data  retrieved dropouts  return-to-baseline  treatment policy strategy  washout method
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