| 中美期货市场自律管理体系比较研究 |
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| 引用本文： | 张维,张建刚.中美期货市场自律管理体系比较研究[J].哈尔滨工业大学学报(社会科学版),2005,7(5):76-80. |
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| 作者姓名： | 张维 张建刚 |
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| 作者单位： | 1. 天津财经大学,天津,300222
2. 天津大学,天津,300072 |
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| 基金项目： | 国家自然科学基金应急研究项目(70441007) |
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| 摘 要： | 自律管理作为平衡政府与市场间的桥梁,是期货市场监管体系的重要组成部分。首先对期货市场自律管理体系的内涵加以界定,然后分析美国和中国期货市场的监管传统和组织结构,进一步对中美期货市场从自律组织授权与监管、自律体系内部关系和自律管理职能三个方面进行比较研究,总结推动自律管理发展的内部和外部因素,最后给出改革中国期货市场自律管理体系的建议。
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| 关 键 词： | 期货市场 自律管理 期货行业协会 期货交易所 |
| 文章编号： | 1009-1971(2005)05-0076-05 |
| 修稿时间： | 2005年5月10日 |
A Comparative Study of Futures Market Self-regulation System in China and U.S.A |
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| ZHANG Wei,ZHANG Jian-gang.A Comparative Study of Futures Market Self-regulation System in China and U.S.A[J].Journal of Harbin Institute of Technology(Social Sciences Edition),2005,7(5):76-80. |
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| Authors: | ZHANG Wei ZHANG Jian-gang |
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| Abstract: | As a bridge to balance government and market,self-regulation is an important part in the futures market regulatory system. Firstly,this paper defines the concept of self-regulatory system.Secondly,it analyzes the futures market regulatory tradition and the framework used in China and U.S.A.By comparing the authorization and regulation,interrelationships,and the functions of the self-regulation system in these two countries,based on a summary of internal as well as external factors which can improve the self-regulatory system,some suggestions are presented to reform the self-regulatory system in China. |
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| Keywords: | futures market self-regulation futures association futures exchange |
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