| 证券卖空及其模式研究 |
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| 引用本文： | 李昌荣,杨朝军.证券卖空及其模式研究[J].南昌大学学报(人文社会科学版),2005,36(1):33-38. |
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| 作者姓名： | 李昌荣 杨朝军 |
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| 作者单位： | 1. 南昌大学,管理科学与工程系,江西,南昌,330047
2. 上海交通大学,安泰管理学院,上海,200052 |
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| 摘 要： | 证券卖空包括借券、卖券、还券三个基本环节, 从证券借贷授信主体作用性来看,证券卖空制度表现为四种模式:证券公司授信模式、证券金融公司授信模式、投资者直接授信模式、登记结算机构授信模式,它们各自体现不同的优势特征。各主要证券市场发展经验表明,卖空机制模式的选择,与一国或地区的证券市场基础和金融体系监管模式密切相关。
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| 关 键 词： | 证券 卖空 模式 证券借贷 信用交易 融资融券 |
| 文章编号： | 1006-0448(2005)01-0033-06 |
| 修稿时间： | 2004年7月18日 |
Study on Securities Shortage and Its Modes |
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| LI Chang-rong,YANG Chao-jun.Study on Securities Shortage and Its Modes[J].Journal of Nanchang University(Humanities and Social Sciences),2005,36(1):33-38. |
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| Authors: | LI Chang-rong YANG Chao-jun |
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| Institution: | LI Chang-rong~1,YANG Chao-jun~2 |
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| Abstract: | Securities shortage includes borrowing securities,selling securities and return securities.There are four modes of securities shortage,securities company financing mode,securities and financial company financing mode,investor directly financing mode,clearing and registering company financing mode.The different modes have different advantages.The experience in the development of main securities markets shows that in a country or region the selection of shortage mode is related to its securities market basis and its financial regulatory mode. |
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| Keywords: | securities shortage mode securities borrowing and lending margin trading long and short sales |
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