专利权质押的可分性分析——兼论专利权质押融资风险的防范

在专利权质押担保制度中,专利权质押不表示专利为质权人所占有。因专利权源而使得专利权呈多主体性,并且专利权的独占权、转让权、许可实施权等并不因为专利权质押而归为一体,相反,权利享有仍然呈现为分离状态。专利权享有的可分性增加了专利质押融资过程中质权人的风险,也限制了专利技术质押融资的实践运用。为促进专利权质押制度发挥更有效的作用,化解质权人融资风险,可建立专利担保的附带性信用担保和财团担保制度,且应扩大质权人对出质人经营资金运行态势的有效监督。

Analysis on the Separability of Patent in Pledge

When a patent is put in pledge,it does not mean the patent is possessed by the pawnee.The sources of patent rights are diversified into multiple subjects.In addition,the sole right,benefit of cession,permissions of a patent do not belong to one subject only because the patent is put in pledge.On the contrary,such rights are separated.Patent put in pledge poses more risks for the pawnee during the course of pledge for financing and restricts the application of the patented techniques as well.Measures to defuse risks do not mean to strengthen the pawnee’s control over the patent but to establish a system of collateral guarantee and financial group guarantee for patent guarantee and to reinforce an effective supervision by the pawnee over the situations of the currency being used by the pledger.