| 对民营企业境外间接发行上市监管的域外效力——“裕兴”案引发的思考 |
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| 引用本文： | 王千华.对民营企业境外间接发行上市监管的域外效力——“裕兴”案引发的思考[J].深圳大学学报(人文社会科学版),2001,18(1):43-50. |
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| 作者姓名： | 王千华 |
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| 作者单位： | 深圳大学法学院, |
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| 摘 要： | 境内证券监管部门有权就民营企业在境外间接发行股票并上市交易的行为进行域外监管。从减少管辖冲突和完善依法治国的原则出发，应尊重境外监管机构的管辖权力，确立有条件的域外监管原则和监管透明原则，以支持民营企业出境筹资。
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| 关 键 词： | 民营企业 证券发行 证券监管 域外效力 |
| 文章编号： | 1000－ 260X(2001)01－ 0043－ 08 |
| 修稿时间： | 2000年9月10日 |
Extraterritorial Effect of Regulatory Authority on Indirect Issuing and Listing Security Abroad by Chinese Privately Owned Enterprises — — the “ Yu Xing” Case and Beyond |
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| WANG Qian,hua.Extraterritorial Effect of Regulatory Authority on Indirect Issuing and Listing Security Abroad by Chinese Privately Owned Enterprises — — the “ Yu Xing” Case and Beyond[J].Journal of Shenzhen University(Humanities & Social Sciences),2001,18(1):43-50. |
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| Authors: | WANG Qian hua |
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| Abstract: | Chinese security authority possesses extraterritorial jurisdiction over indirect issuing and listing security abroad by Chinese privately owned enterprises. In order to reduce the international jurisdiction disputes and strengthen the principle of rule of law, jurisdictional privileges of foreign security authorities should be fully respected. The principles of limited extraterritorial regulatory authority and administration under transparency shall be established to facilitate financing abroad by Chinese privately owned enterprises. |
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| Keywords: | privately owned enterprises regulatory authority of securities issuing of securities extraterritorial effect |
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