略论资产管理公司的经营风险及其法律对策

AMC经营风险具有先期性、关联性和财政性的特点。防范和化解AMC经营风险面临着一系列的问题与困难,其法律对策为:建立良好的AMC管理机制,明确其目标定位;建立人才管理和培训制度;建立有效法规,规范政府和有关部门行为;运用法律手段,改善社会信用环境;健全金融法规,规范和完善资本市场;完善与AMC相关的配套法规和政策;加强金融监管,坚持依法监管;严格执法,改善执法环境。

The Operating Risk of Asset Management Corporations and Its Corresponding Legal Measures

The Operating risk of asset management corporations are characteristic of advance, relatedness and finance. In order to guard and dissolve this risk, we must set up a series of law measures as follows: establishing a good management organization and determining its objects; establishing a system of talent management and training; establishing effective laws and regulations so as to standardize the actions of the government and related departments; using laws to improve social environment of credit; perfecting money laws and regulations; standardizing and improving capital markets; improving related mixed laws, regulations and polices; strengthening monetary supervision and insisting on doing so by law; carrying out the law strictly and improving the environment of doing so.