宋代北江蛮彭氏及其族属考辨

宋代北江蛮是南方古代少数民族的重要一支.北江蛮彭氏为"蛮酋"大族历来是学界所热议的主题.北江蛮的族属源流问题虽在争论中出现"彭氏江西说""彭氏土著说"等诸多说法,但北江蛮彭氏应是"土著"与汉人等融合的结果.北江蛮彭氏在地理分布上为忠顺、龙赐、溶州、高州等十八处羁縻州,而非正史所载二十余处.同时,北江蛮彭氏世系记载存在诸多错误,例如自允殊至仕羲乃四世而非五世等谬讹.     

IPO 募资双重管制与资源配置——基于自然实验的经验证据

本文探讨我国首发市场中针对募集资金的两种管制政策的交互效应对资源配置的影响.研究结果发现,募资用途和募资额度管制的交互作用会导致募资不足,从而加大公司上市后融资约束的程度,进而引起投资不足. 2009年放开募资额度管制后,公司的融资约束得到缓解,但持有过量的超募资金又会引发过度投资.进一步研究发现,企业持有的超募资金与其长期绩效呈倒U型关系.本文的研究结论对目前处于酝酿中的IPO注册制的相关政策制定和制度设计具有参考意义.     

Linear scalar-on-surface random effects regression models

Many research fields increasingly involve analyzing data of a complex structure. Models investigating the dependence of a response on a predictor have moved beyond the ordinary scalar-on-vector regression. We propose a regression model for a scalar response and a surface (or a bivariate function) predictor. The predictor has a random component and the regression model falls in the framework of linear random effects models. We estimate the model parameters via maximizing the log-likelihood with the ECME (Expectation/Conditional Maximization Either) algorithm. We use the approach to analyze a data set where the response is the neuroticism score and the predictor is the resting-state brain function image. In the simulations we tried, the approach has better performance than two other approaches, a functional principal component regression approach and a smooth scalar-on-image regression approach.     

区块链技术下智能合约之于合同的新诠释

应用于交易领域的智能合约融入区块链技术,以代码形式表现,可实现合同履行的自动化和不可逆,超越了传统意义上的合同模式.自助行为说、代理说将智能合约视为对合同过程的外部增强,是侧面功能的法律阐释,并未完全捕捉到实质.智能合约并不一定跨越整个合同过程,也可仅是合同过程某个方面或某个阶段.法律意义上的智能合约不是合同新类型,而是合同关系形式的新发展,即当事人缔结和履行合同的新形式,合同性质未发生实质变化.智能合约满足特定要件构成特殊的书面形式,具有"书面形式+自动履行"功能的特质.民事主体通过智能合约形式订立合同应遵守《民法典》等现行法律的具体规则,以保证合同依法成立与生效.智能合约不等同于具有法律效力的合同,认定其效力应结合智能合约应用中的具体问题展开具体分析.从立法上确认智能合约,在符合国家现有法律、政策基础上编写和应用,实现形式的合法化、内容的规范化是该技术谋求长远发展的保障.技术起步的现阶段,纸质合同、一般电子合同与智能合约在不同方面发挥协作作用,会在未来一段时间内成为民事交往、商业交易的主要状态.     

考虑零售商质量控制和风险规避的供应链网络均衡研究

研究零售商质量控制和供应链成员风险规避背景下供应链网络均衡问题。应用条件风险值度量风险规避程度，利用变分不等式理论描绘供应链参与者的最优经济行为，设计供应链网络均衡模型，考虑风险规避和质量控制策略对均衡的影响，证明均衡解存在且唯一，并运用Levenberg-Marquardt算法求解均衡模型。最后对重要参数进行数值分析，揭示质量控制和风险规避对供应链均衡解以及参与者条件风险值的影响。研究表明：供应链参与者越规避风险越有利于产品质量水平的提高，风险规避程度的加深会降低制造商或零售商自身的CVaR，同时增大对方的CVaR，对因产品合格率提高带来的利益而言，制造商所得优于零售商。     

两汉孙吴会稽郡诸部都尉考

The commander was mainlu in charge of the army in the local administration system during the Han Dynasty to the Sunwu Period. As the border prefectures were important in military defense, the armies of these prefectures were commonly divided into parts. Therefore, the army of Kuaiji Prefecture were divided into West Section Duwei, East Section Duwei and South Section Duwei. The West and East Section Duweis were founded for the purpose of suppressing the adherents of Yuyue as well as the Minyue and Ouyue people in the southeast coastline. In demand of securing the safety of the ship routes alongside the southeast coastline, the East Section Duwei migrated frequently within the area. In the meantime, the foundation of South Section Duwei was the result of the Sunwu government suppressing the local force and pillaging the labor resources in a partition background     

Inferences for a Partially Varying Coefficient Model With Endogenous Regressors

In this article, we propose a new class of semiparametric instrumental variable models with partially varying coefficients, in which the structural function has a partially linear form and the impact of endogenous structural variables can vary over different levels of some exogenous variables. We propose a three-step estimation procedure to estimate both functional and constant coefficients. The consistency and asymptotic normality of these proposed estimators are established. Moreover, a generalized F-test is developed to test whether the functional coefficients are of particular parametric forms with some underlying economic intuitions, and furthermore, the limiting distribution of the proposed generalized F-test statistic under the null hypothesis is established. Finally, we illustrate the finite sample performance of our approach with simulations and two real data examples in economics.     

货币增速剪刀差与股票价格波动的相关性实证研究--基于结构突变视角

为深入认知我国货币政策与股票市场间的传导机制,在阐述结构突变理论,揭示数据生成过程运行轨迹的基础上,选用2004年1月至2012年8月的月度数据,以货币增速剪刀差和上证综合指数为考察指标,利用滤波图分析、外生性与BLS内生性结构突变单位根检验及Granger因果关系检验方法,实证检验两者关系。表明货币增速剪刀差序列服从平稳过程,上证指数序列为含有在2006年9月和2007年7月发生结构突变的平稳过程。上证指数与货币增速剪刀差之间存在单向因果关系。     

基于WEB的远程教学管理软件分析与设计

本论文主要讨论了基于WEB远程教学管理软件的分析与设计。首先对远程教育与传统教育进行了比较研究,确定远程教育是现代教育发展的方向;其次对开发基于WEB远程教学管理软件进行了环境分析和需求分析;最后讨论了远程教学管理软件的实现,包括软件模块结构设计和网站的总体框架。     

私营企业女工权益保护论

在私营企业中 ，普遍存在着职工合法权益难以保障的问题，尤其是女工权益受侵害的问题更为普遍，也更 为突出。女工权益受侵害的原因，既有社会大环境方面的，也有企业主方面的，还有女工个 人方面的。制定专门的《私营企业法》，明确劳动契约原则，加强工商行政管理部门的管理 职能，加大新闻机构宣传与监督力度等，是有效保护女工合法权益的主要途径。